Arnold E. Dale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arnold E Dale was a registered financial professional .
Arnold is a previously registered financial professional and started their career in finance in 2009. Arnold had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2010 - December 31, 2012
SENTINEL INVESTMENT ADVISORS, LLC
January 11, 2010 - March 22, 2010
NATIONAL PLANNING CORPORATION
November 17, 2009 - March 22, 2010
NATIONAL PLANNING CORPORATION
August 24, 2009 - October 9, 2009
EDWARD JONES
August 10, 2009 - October 9, 2009
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SENTINEL INVESTMENT ADVISORS, LLC
CRD#: 154163 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
