Brian Hanks

HANKS CAPITAL MANAGEMENT

Draper, UT

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CRD#: 5681020

Professional summary

Brian Hanks, CFP® is a registered financial advisor currently at HANKS CAPITAL MANAGEMENT, LLC located in Draper, Utah.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Brian has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Dental Buyer Advocates The business is not investment related 12996 Fox Crossing Lane, Draper UT 84020 Consultant and Owner Started in January 2018 140 monthly hours devoted to the business with 120 hours being during securities trading hour DentalBuyerAdvocates.com help dentists understand the process of buying their dental practices. AGS Dental Law This business is not investment/securities related 5152 W 10400 N Highland UT 84003 Minority partner (less than 10% ownership) AGS Dental Law helps dentists with the legal processes of dental transitions

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Hanks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 14, 2017 - Present

HANKS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 168206

Draper, UT

Past

September 2, 2014 - December 19, 2017

PRACTICE FINANCIAL GROUP, LLC

RIA

CRD#: 153215

JACKSONVILLE, OR

Past

July 10, 2013 - December 31, 2014

HANKS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 168206

MERIDIAN, ID

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(3/14/2017)

IAR

Texas
(11/1/2019)

IAR

Utah
(5/11/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/11/2010

Uniform Investment Adviser Law Examination

Current Firm

HANKS CAPITAL MANAGEMENT, LLC

CRD#: 168206 / SEC#:

Idaho

Registered Investment Advisory firm - (7/10/2013 Approved)

Texas

Registered Investment Advisory firm - (10/24/2019 Conditional Restricted)

Utah

Registered Investment Advisory firm - (5/10/2018 Approved)

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Contact information

Main Address

Draper, UT

Mailing Address

Phone number

(801) 369-9033

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 5,991,377

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian Hanks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Hanks's CRS (Customer Relationship Summary).

Certified licenses

Experience

HANKS CAPITAL MANAGEMENT, LLC

PRACTICE FINANCIAL GROUP, LLC

HANKS CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/2010

Current Firm

HANKS CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HANKS CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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