William J. Littleton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Jarrad Littleton, who also goes by Will Littleton, William Jarrad Littleton, William Littleton, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2012. William had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 4 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2026 - August 7, 2026
LANCASTER
July 22, 2019 - December 17, 2024
MORGAN STANLEY DISTRIBUTION, INC.
October 2, 2012 - March 6, 2019
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LANCASTER
CRD#: 339389 / SEC#: 801-134850
Contact information
SEC notice filing (3 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
