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WL

William J. Littleton

LANCASTER
FORT LAUDERDALE, FL
Some features on this profile are disabled
CRD#: 5680990
WL

Professional summary

William Jarrad Littleton, who also goes by Will Littleton, William Jarrad Littleton, William Littleton, is a registered financial advisor currently at LANCASTER located in Fort Lauderdale, Florida.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. William has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Will Littleton | William Jarrad Littleton | William Littleton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Jarrad Littleton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 29, 2026 - Present

LANCASTER

RIA
CRD#: 339389
FORT LAUDERDALE, FL
Past

July 22, 2019 - December 17, 2024

MORGAN STANLEY DISTRIBUTION, INC.

BD
CRD#: 30344
New York, NY
Past

October 2, 2012 - March 6, 2019

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(1/29/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/27/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/28/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/1/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/14/2016
Registered Options Principal Examination

Current Firm

LA
LANCASTER
LANCASTER | LANCASTER LABS, LLC

CRD#: 339389 / SEC#: 801-134850

RIA
Registered Investment Advisory firm - (12/1/2025 120-Day Approval)
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Contact information

Main Address
New York, NY
Mailing Address
Phone number
(917) 859-2815
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (3 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LANCASTER LABS ADV PART 2B - OCTOBER 29, 2025 (10/29/2025)
LANCASTER LABS ADV PART 2A - OCTOBER 29, 2025 (10/29/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LANCASTER

CRD#: 339389Fort Lauderdale, FL

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