Laurie L. Mcclain
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurie L Mcclain was a registered financial professional .
Laurie is a previously registered financial professional and started their career in finance in 2009. Laurie had worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2015 - April 12, 2016
INTL ADVISORY CONSULTANTS INC.
November 23, 2011 - March 8, 2016
STONEX SECURITIES INC.
December 7, 2009 - November 29, 2011
EQUITABLE ADVISORS, LLC
December 2, 2009 - November 29, 2011
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
INTL ADVISORY CONSULTANTS INC.
CRD#: 130888 / SEC#: 801-63297
Contact information
Red Flags
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