JC
John J. Cross
JACK V. BUTTERFIELD INVESTMENT COMPANY
JACKSON, MI 49201
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CRD#: 5680649
JC
Professional summary
John James Cross is a registered financial advisor currently at JACK V. BUTTERFIELD INVESTMENT COMPANY located in Jackson, Michigan.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. John has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)ELM PLATING 1319 S Elm Ave, Jackson MI 49201 Consulting arrangement - hours as needed, often during trading hours 2) LALLY GROUP PC POSITION: employee NATURE: Accounting/tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 11/01/2012 ADDRESS: 110 1st Street, Jackson MI 49201 DESCRIPTION: CPA preparing financial statements/tax returns 3)MCCLEER POWER - NOT INVESTMENT RELATED 2421 Research Dr, Jackson, MI 49203 Consulting arrangement - hours as needed, often during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view John James Cross's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John James Cross's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 2017 - Present
JACK V. BUTTERFIELD INVESTMENT COMPANY
Office #1: 100 S. Jackson, Suite 100, Jackson, MI 49201RIA
BD
CRD#: 3998
JACKSON, MI
Current
August 16, 2017 - Present
JACK V. BUTTERFIELD INVESTMENT COMPANY
Office #1: 100 South Jackson Suite 100, Jackson, MI 49201RIA
BD
CRD#: 3998
JACKSON, MI
Past
December 20, 2013 - August 10, 2017
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
JACKSON, MI
Past
February 5, 2013 - August 10, 2017
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
JACKSON, MI
Past
August 10, 2009 - February 11, 2013
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
JACKSON, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JACK V. BUTTERFIELD INVESTMENT COMPANY
J.V.B INVESTMENT COMPANY | JACK V. BUTTERFIELD INVESTMENT COMPANY | J.V.B. INVESTMENTS | J.V.B. INVESTMENT COMPANY | J.V.B. INVESTMENT CO.
CRD#: 3998 / SEC#: 801-132181, 8-12454
RIA
Registered Investment Advisory firm - SEC (3/19/2025 Approved)Michigan
Registered Investment Advisory firm - SEC (8/26/2025 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/16/2017)
RR
Maryland(3/7/2023)
RR
Michigan(8/16/2017)
IAR
Michigan(9/8/2017)
RR
Nebraska(8/30/2017)
RR
Ohio(8/16/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JACK V. BUTTERFIELD INVESTMENT COMPANY
J.V.B INVESTMENT COMPANY | JACK V. BUTTERFIELD INVESTMENT COMPANY | J.V.B. INVESTMENTS | J.V.B. INVESTMENT COMPANY | J.V.B. INVESTMENT CO.
CRD#: 3998 / SEC#: 801-132181, 8-12454
RIA
Registered Investment Advisory firm - SEC (3/19/2025 Approved)Michigan
Registered Investment Advisory firm - SEC (8/26/2025 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
100 South Jackson Suite 100, Jackson, MI 49201
Mailing Address
P.o. Box 4057, Jackson, MI 49204
Phone number
(517) 787-2431
Established
Michigan since 07/01/1965
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
9
SEC notice filing (2 States and Territories)
FINRA licenses (25 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BUTTERFIELD, JOHN CLARK | PRESIDENT | 872760 |
| BUTTERFIELD, BENJAMIN RYAN | OWNER | 6603229 |
| BUTTERFIELD, JASON JOHN | OWNER | 5416792 |
| BUTTERFIELD, NICHOLAS JACOB | OWNER | 6175043 |
| BUTTERFIELD, TYLER CLARK | OWNER | 6741546 |
| CAVENDER, DAVID MICHAEL | CHIEF COMPLIANCE OFFICER | 6844966 |
| THAYER, TIMOTHY MARK | VICE PRESIDENT/PRINCIPAL | 1241930 |
Regulatory assets under management
| Total Number of Accounts | 298 |
| AUM (Assets Under Management) | $ 130,380,225 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
