Andrew M. Symons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew M Symons was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2009. Andrew had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2019 - January 6, 2021
EQT PARTNERS BD LLC
March 18, 2016 - March 12, 2018
CAMPBELL LUTYENS & CO. INC.
October 3, 2013 - March 15, 2016
FORUM CAPITAL SECURITIES LLC
August 22, 2011 - September 17, 2013
EATON PARTNERS, LLC
December 14, 2009 - July 15, 2011
CREDIT SUISSE SECURITIES (USA) LLC
December 4, 2009 - July 15, 2011
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQT PARTNERS BD LLC
CRD#: 281727 / SEC#: , 8-69685
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
