Christopher L. Ducomb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Laurence Ducomb, who also goes by Chris Ducomb, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2011. Christopher had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2013 - December 19, 2014
CROSS RIVER MANAGEMENT, LLC
May 14, 2012 - December 19, 2012
AEGIS CAPITAL CORP.
May 14, 2012 - December 19, 2012
AEGIS CAPITAL CORP.
March 9, 2012 - April 2, 2012
JOHN THOMAS FINANCIAL
May 4, 2011 - July 29, 2011
MORGAN STANLEY
April 7, 2011 - July 29, 2011
MORGAN STANLEY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CROSS RIVER MANAGEMENT, LLC
CRD#: 143241 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 19,618,060 |
Red Flags
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