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Benjamin Scott Hooper

Benjamin Scott Hooper

CFP®, ChFC®, CIMA®, CLU®
COMAL WEALTH MANAGEMENT
NEW BRAUNFELS, TX
·CRD# 5679845·17 years experience

Professional Summary

Benjamin Scott Hooper, CFP®, ChFC®, CIMA®, CLU®, who also goes by Benjamin S Hooper, is a registered financial advisor currently at COMAL WEALTH MANAGEMENT located in New Braunfels, Texas. Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Benjamin has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Under $50K

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Services Offered

  • Retirement Income Management
  • Retirement Planning
  • Comprehensive Financial Planning
  • Tax Planning
  • Inheritance
  • Investment Planning

Other Aliases

Benjamin S Hooper

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Direct

(xxx) xxx-xxxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2012
ChFC®
Chartered Financial Consultant
CIMA®
Certified Investment Management Analyst
CLU®
Chartered Life Underwriter

Years of Experience

17 years in the financial services industry

Current & Past Employments

COMAL WEALTH MANAGEMENT·CRD# 309352
RIA
2967 Oak Run Parkway Suite 505 #11, New Braunfels, TX 78132
June 27, 2020 - Present
USAA INVESTMENT SERVICES COMPANY·CRD# 5475
RIA
New Braunfels, TX
January 8, 2018 - June 17, 2020
USAA FINANCIAL PLANNING SERVICES·CRD# 106352
RIA
Austin, TX
September 1, 2009 - January 8, 2018
USAA FINANCIAL ADVISORS, INC.·CRD# 129035
BD
Austin, TX
July 17, 2009 - June 16, 2020

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Current Firm

CW
COMAL WEALTH MANAGEMENT

COMAL WEALTH MANAGEMENT | COMAL WEALTH MANAGEMENT LLC

CRD#: 309352
Louisiana
Registered Investment Advisory firm - Louisiana (10/11/2021 Approved)
Texas
Registered Investment Advisory firm - Texas (6/27/2020 Approved)

Contact Information

Main Address

2967 Oak Run Parkway Suite 505 #11, New Braunfels, TX 78132

Mailing Address

1659 State Hwy 46 W Ste 115 #439, New Braunfels, TX 78132

Phone Number

(830) 500-5100

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

105

AUM (Assets Under Management)

$32,871,617

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Name of the other business: Arx Dominion LLC; Investment Related - No; The address of the other business: P.O. Box 1304, Canyon Lake, TX 78133; Nature of the other business: Personal Real Investment: Your position: Managing member; Title or relationship with the other business: Managing Member; number of hour per month devoted to other business; 0 per month; Number of hours per month during trading hours: 0 per month; Entity was created to buy real estate for personal investment. 2.Advisor Toolkit LLC, Investment related, 539 W. Commerce St #1205, Dallas, TX, 75208, Development and licensing of financial software applications for consumers and financial professionals, Managing Member,7/27/2026, Approximately 40 hours per month, Approximately 20 hours per month, oversee the design, development, testing, administration, and marketing of the company’s software applications, along with general business operations. My responsibilities may also include customer support, vendor management, bookkeeping, and strategic planning. The company’s activities do not include taking custody of client assets or executing securities transactions.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Louisiana
(10/11/2021)
IAR
Texas
(6/27/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2009About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2009About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Scott Hooper's CRS (Customer Relationship Summary).

Services Offered by Benjamin

  • Retirement Income Management
  • Retirement Planning
  • Comprehensive Financial Planning
  • Tax Planning
  • Inheritance
  • Investment Planning

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Benjamin Scott Hooper
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