Lauren L. Oschman
VESTIA PERSONAL WEALTH ADVISORS
NASHVILLE, TN 37215
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CRD#: 5679713
Professional summary
Lauren Law Oschman, CFP®, who also goes by Lauren Michelle Law, is a registered financial advisor currently at VESTIA PERSONAL WEALTH ADVISORS located in Nashville, Tennessee and AUSDAL FINANCIAL PARTNERS, INC. located in Nashville, Tennessee.
Lauren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Lauren has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lauren Michelle Law
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. VESTIA ADVISORS, LLC (DBAS "VESTIA PERSONAL WEALTH ADVISORS" AND "VESTIA RETIREMENT PLAN CONSULTANT"); INVESTMENT RELATED; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; SEC REGISTERED INVESTMENT ADVISER; CEO/INVESTMENT ADVISER REPRESENTATIVE; 01/2018; 120 HOURS PER MONTH; 100 HOURS PER MONTH DURING TRADING HOURS; EXECUTIVE LEADERSHIP ROLE. 2. VESTIA INSURANCE, LLC (DBAS "VESTIA INSURANCE SERVICES" AND "VESTIA BENEFIT SOLUTIONS"); INVESTMENT RELATED; INSURANCE AGENCY; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; CEO/AGENT; 01/2018; 10 HOURS PER MONTH; 10 HOURS PER MONTH DURING TRADING HOURS; EXECUTIVE LEADERSHIP ROLE . 3. VESTIA HOLDINGS, LLC; ADMINISTRATIVE SUPPORT ENTITY; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; MANAGING MEMBER; 01/2018; <1 HOUR PER MONTH; <1 HOUR PER MONTH DURING TRADING HOURS; EXECUTIVE LEADERSHIP ROLE. 4. VESTIA VENTURES, LLC; MANAGING MEMBER OF SPVS MIRUS, MIRUS QP AND MIRUS NEW OPPORTUNITY, CONSULTING FIRM, AND ANGEL INVESTOR; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; MANAGING MEMBER; 03/2018; 20 HOURS PER MONTH; 18 HOURS PER MONTH DURING TRADING HOURS; EXECUTIVE LEADERSHIP ROLE 5. VESTIA BROKERAGE, LLC; CONTRACTUAL RELATIONSHIP REQUIRING ASSIGNMENT OF CERTAIN COMMISSIONS; INVESTMENT RELATED; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; MANAGING MEMBER; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; MANAGING MEMBER; 12/2019; <1 HOUR PER MONTH; <1 HOUR PER MONTH DURING TRADING HOURS; EXECUTIVE LEADERSHIP ROLE. 6. VESTIA CONTRACT NEGOTIATION, LLC; CONTRACT NEGOTIATION SERVICES FOR PROFESSIONALS; NON-INVESTMENT RELATED; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; MANAGING MEMBER; 12/2019; <1 HOUR PER MONTH; <1 HOUR PER MONTH DURING TRADING HOURS; EXECUTIVE LEADERSHIP ROLE. 7. HELD-AWAY METHOD, LLC; INVESTMENT RELATED; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; INTELLECTUAL PROPERTY/CONSULTING SERVICE; OWNER; 03/2019; 5-10 HOURS PER MONTH, ALL DURING SECURITIES HOURS; CONSULTING SERVICES THROUGH THE BUSINESS TO OTHER BUSINESSES AND LICENSE TO USE OUR HELD-AWAY METHOD FOR INVESTMENT MANAGEMENT. 8. LOUD CAPITAL, LLC; INVESTMENT RELATED; PRIVATE EQUITY FUND COMPANY THAT PROVIDES GP AND MANAGEMENT SERVICES TO PRIVATE INVESTMENT FUNDS; 550 WEST WASHINGTON BLVD, SUITE 201, CHICAGO, IL, 60661; INVESTOR; 03/2019; 5-10 HOURS PER MONTH, ALL DURING SECURITIES HOURS; VENTURE CAPITAL FIRM PROVIDING CAPITAL, ENTREPRENEURSHIP, AND EDUCATION. 9. AUSDAL FINANCIAL PARTNERS; INVESTMENT RELATED; REGISTERED ASSISTANT; 12/2019; HOURS DEPENDING ON BUSINESS NEEDS; INVESTMENT ADVICE. 10. MD ADVISORY SERVICES, LLC; PROVIDES MANAGEMENT AND CONSULTING SERVICES FOR VESTIA HOLDINGS, LLC; 3200 WEST END AVE, STE. 500, NASHVILLE, TN, 37203; MANAGING MEMBER; 03/2014; <1 HOUR PER MONTH; <1 HOUR PER MONTH DURING TRADING HOURS; W2 EMPLOYEE. 11. MAMMOUTH INVESTMENTS, LLC; INVESTMENT RELATED; FORT WAYNE, IN; VENTURE CAPITAL; PRIVATE INVESTOR, EXTERNAL REFERRAL RESOURCE; ACTIVITY BEGAN JAN 2021; I DEVOTE ONE HOUR PER MONTH TO THIS ACTIVITY DURING TRADING HOURS; INTRODUCE VETTED CLIENTS TO POTENTIAL INVESTMENTS OF VENTURE CAPITAL FUNDS. 12. CHROHN'S & COLITIS FOUNDATION-TN CHAPTER; NOT INVESTMENT RELATED; NASHVILLE, TN; BOARD PRESIDENT; ACTIVITY TO BEGIN MAY 2024; I DEVOTE 3 HOURS TO THIS ACTIVITY PER MONTH WITH 1 OF THOSE HOURS DURING TRADING HOURS; FACILITATE MEETINGS, FIND NEW BOARD MEMBERS; PARTICIPATE IN FUNDRAISING.
CRS (Client Relationship Summary) - RIA
Click below to view Lauren Law Oschman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
January 2, 2018 - Present
VESTIA PERSONAL WEALTH ADVISORS
Office #1: 3381 Bedford Ave Suite 206, Nashville, TN 37215RIA
CRD#: 290565
NASHVILLE, TN
Current
December 24, 2019 - Present
AUSDAL FINANCIAL PARTNERS, INC.
Office #1: 3811 Bedford Ave., Suite 206, Nashville, TN 37215RIA
BD
CRD#: 7995
Nashville, TN
Past
August 18, 2010 - January 2, 2018
LARSON FINANCIAL GROUP, LLC
RIA
CRD#: 140599
NASHVILLE, TN
Past
July 27, 2010 - December 31, 2017
LARSON FINANCIAL SECURITIES, LLC
BD
CRD#: 152517
NASHVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VP
VESTIA PERSONAL WEALTH ADVISORS
HELD AWAY METHOD, LLC | VESTIA VENTURES, LLC | VESTIA RETIREMENT PLAN CONSULTANTS | VESTIA PERSONAL WEALTH ADVISORS | VESTIA INSURANCE, LLC | VESTIA CONTRACT NEGOTIATION, LLC | VESTIA BROKERAGE, LLC | VESTIA ADVISORS, LLC
CRD#: 290565 / SEC#: 801-112175
RIA
Registered Investment Advisory firm - (12/13/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/24/2021)
RR
Alaska(5/24/2021)
RR
Arizona(5/24/2021)
IAR
Arizona(9/28/2023)
RR
Arkansas(5/24/2021)
RR
California(5/24/2021)
RR
Colorado(5/24/2021)
RR
Connecticut(5/24/2021)
RR
Delaware(5/24/2021)
RR
District of Columbia(5/24/2021)
RR
Florida(5/24/2021)
IAR
Florida(9/15/2023)
RR
Georgia(5/24/2021)
RR
Hawaii(5/24/2021)
RR
Idaho(5/24/2021)
RR
Illinois(5/24/2021)
RR
Indiana(12/24/2019)
RR
Iowa(5/24/2021)
RR
Kansas(5/24/2021)
RR
Kentucky(5/24/2021)
RR
Louisiana(5/24/2021)
RR
Maine(5/24/2021)
IAR
Maine(8/8/2023)
RR
Maryland(5/24/2021)
RR
Massachusetts(5/24/2021)
IAR
Massachusetts(4/18/2024)
RR
Michigan(5/24/2021)
RR
Minnesota(5/24/2021)
RR
Mississippi(5/24/2021)
RR
Missouri(5/24/2021)
RR
Montana(5/24/2021)
RR
Nebraska(5/24/2021)
RR
Nevada(5/24/2021)
RR
New Hampshire(5/24/2021)
RR
New Jersey(5/24/2021)
RR
New Mexico(5/24/2021)
RR
New York(5/24/2021)
RR
North Carolina(5/24/2021)
RR
North Dakota(5/24/2021)
RR
Ohio(5/25/2021)
RR
Oklahoma(5/24/2021)
RR
Oregon(4/23/2021)
RR
Pennsylvania(5/24/2021)
RR
Rhode Island(5/24/2021)
RR
South Carolina(5/24/2021)
RR
South Dakota(5/24/2021)
IAR
Tennessee(1/12/2018)
RR
Tennessee(5/24/2021)
RR
Texas(5/24/2021)
RR
Utah(5/24/2021)
RR
Vermont(5/24/2021)
RR
Virginia(5/24/2021)
RR
Washington(5/24/2021)
RR
West Virginia(5/24/2021)
RR
Wisconsin(5/24/2021)
RR
Wyoming(5/24/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VP
VESTIA PERSONAL WEALTH ADVISORS
HELD AWAY METHOD, LLC | VESTIA VENTURES, LLC | VESTIA RETIREMENT PLAN CONSULTANTS | VESTIA PERSONAL WEALTH ADVISORS | VESTIA INSURANCE, LLC | VESTIA CONTRACT NEGOTIATION, LLC | VESTIA BROKERAGE, LLC | VESTIA ADVISORS, LLC
CRD#: 290565 / SEC#: 801-112175
RIA
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Contact information
Main Address
9121 Illinois Road Suite 51, Fort Wayne, IN 46804
Mailing Address
Phone number
(877) 669-1126
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,829 |
| AUM (Assets Under Management) | $ 827,349,846 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 10/30/2024 | ||
| 02/28/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
