Kevin N. Roberts

LIFETIME WEALTH DESIGN LLC

Louisville, KY 40243

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CRD#: 5679551

Professional summary

Kevin Neil Roberts, CFP®, who also goes by Kevin Roberts, is a registered financial advisor currently at LIFETIME WEALTH DESIGN LLC located in Louisville, Kentucky.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Kevin has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Roberts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)TRANSCEND CREDIT UNION, 3740 BARDSTOWN ROAD LOUISVILLE KY 40218, CREDIT UNION, 1/1/2011, 4 HOURS TOTAL, 0 DURING TRADING HOURS, BOARD MEMBER 2) ROBERTS CPA GROUP, 201B TOWNEPARK CIR, STE B-1 LOUISVILLE KY 40243, OWNER, 1/1/2006, 160 HOURS TOTAL, 100 DURING TRADING HOURS, CPA FIRM 3) CORALES & ROBERTS CPAS PSC; 163 DENNIS DRIVE, LEXINGTON, KY 40503; OWNER/CPA; 1/7/2025, SAME HOURS AS ABOVE; CPA FIRM. 3)201B TOWNEPARK CIRCLE, LLC; NON-INVESTMENT RELATED; 201B TOWNEPARK CIRCLE, LOUISVILLE, KY 40243; OWNER; START DATE: 11/2012; SPENDS 0 HRS; RENTAL PROPERTY. 4) 209 SOUTH FIRST ST.,LLC; NON-INVESTMENT RELATED; 209 SOUTH FIRST ST., LA GRANGE, KY 40031; START DATE: 09/2011; TIME SPENT 0 HRS; RENTAL PROPERTY. 5) LICENSED INSURANCE AGENT; INVESTMENT RELATED; SAME ADDRESS AS FIRM; INSURANCE AGENT; SPENDS 10 HRS/MTH; INSURANCE SALES FOR VARIOUS INSURANCE COMPANIES. 6) FOYF MEDIA, LLC, INVESTMENT RELATED; LOUISVILLE, KY; OWNER/MANAGING MEMBER; START DATE: 08/2014; SPENDS 20 HRS/MTH. 7)EASTGATE PROFESSIONAL PARK OFFICE ASSOCIATION; NON-INVESTMENT RELATED; 1 HRS EVERY 2 MONTHS, NONE DURING TRADING. 8) ABUNDANT HERITAGE LLC; NON-INVESTMENT RELATED; OWNER; 20 HRS/MTH; OWNS AND OPERATES THE SCOOTER'S COFFEE FRANCHISE. 9) 4897 NORTH DIXIE HWY, LLC; NON-INVESTMENT RELATED; OWNER; 0 HRS/MTH; LLC OWNS THE PROPERTY FOR SCOOTERS COFFEE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Neil Roberts's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

December 19, 2017 - Present

LIFETIME WEALTH DESIGN LLC

Office #1: 201b Townepark Circle Ste B-1, Louisville, KY 40243

RIA

CRD#: 165086

Louisville, KY

Past

January 23, 2017 - December 14, 2017

PROSPERITY CAPITAL ADVISORS

RIA

CRD#: 156480

Louisville, KY

Past

September 18, 2014 - January 2, 2015

NATIONAL PLANNING CORPORATION

CRD#: 29604

FESTUS, MO

Past

September 20, 2012 - December 31, 2016

LIFETIME WEALTH DESIGN LLC

RIA

CRD#: 165086

LOUISVILLE, KY

Past

June 9, 2010 - September 20, 2012

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

LA GRANGE, KY

Past

June 9, 2010 - September 20, 2012

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

LOUISVILLE, KY

Past

November 16, 2009 - July 9, 2010

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

LA GRANGE, KY

Past

September 28, 2009 - July 9, 2010

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(12/19/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/20/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/2/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/25/2009

General Securities Representative Examination

Current Firm

LIFETIME WEALTH DESIGN LLC

LIFETIME WEALTH DESIGN LLC | PROBITY WEALTH SOLUTIONS LLC

CRD#: 165086 / SEC#:

Kentucky

Registered Investment Advisory firm - (12/19/2017 Approved)

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Contact information

Main Address

201b Townepark Circle Ste B-1, Louisville, KY 40243

Mailing Address

Phone number

(502) 426-0000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 2,401,379

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin N. Roberts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Neil Roberts's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIFETIME WEALTH DESIGN LLC

PROSPERITY CAPITAL ADVISORS

NATIONAL PLANNING CORPORATION

LIFETIME WEALTH DESIGN LLC

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/20/2009

SIE

Date: 1/2/2015

Series 7

Date: 9/25/2009

Current Firm

LIFETIME WEALTH DESIGN LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LIFETIME WEALTH DESIGN LLC

TRUST BUT VERIFY

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