Ashley P. Heatwole

GRAVES LIGHT LENHART

Harrisonburg, VA 22801

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CRD#: 5679332

Professional summary

Ashley Philip Heatwole, who also goes by Ash Philip Heatwole, is a registered financial advisor currently at GRAVES LIGHT LENHART located in Harrisonburg, Virginia.

Ashley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Ashley has worked at 2 firms and has passed the Series 79 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ash Philip Heatwole

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Philip Heatwole's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2021 - Present

GRAVES LIGHT LENHART

Office #1: 100 South Mason Street Suite C, Harrisonburg, VA 22801

RIA

CRD#: 298283

Harrisonburg, VA

Past

August 20, 2012 - September 7, 2012

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRAVES LIGHT LENHART

GRAVES LIGHT LENHART | TEAL ADVISORS, LLC | GRAVES-LIGHT PRIVATE WEALTH MANAGEMENT, INC. | GRAVES LIGHT LENHART WEALTH, INC.

CRD#: 298283 / SEC#: 801-113908

RIA

Registered Investment Advisory firm - (8/24/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(1/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 79

Date: 8/18/2012

Investment Banking Registered Representative Examination

Current Firm

GRAVES LIGHT LENHART

GRAVES LIGHT LENHART | TEAL ADVISORS, LLC | GRAVES-LIGHT PRIVATE WEALTH MANAGEMENT, INC. | GRAVES LIGHT LENHART WEALTH, INC.

CRD#: 298283 / SEC#: 801-113908

RIA

Registered Investment Advisory firm - (8/24/2018 Approved)

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Contact information

Main Address

100 South Mason Street Suite C, Harrisonburg, VA 22801

Mailing Address

Phone number

(540) 433-3076

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GLL FIRM DISCLOSURE BROCHURE 3.4.25 (3/4/2025)

Regulatory assets under management

Total Number of Accounts	1,217
AUM (Assets Under Management)	$ 1,081,499,052

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ashley P. Heatwole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Philip Heatwole's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRAVES LIGHT LENHART

UBS SECURITIES LLC

Primary Firm SEC Registration

GRAVES LIGHT LENHART

State Registrations and Notice Filings

Exams

Series 79

Date: 8/18/2012

Current Firm

GRAVES LIGHT LENHART

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRAVES LIGHT LENHART

TRUST BUT VERIFY

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