David E. Chen
Professional summary
David Eric Chen, who also goes by David Chen, is a registered financial professional currently at SIXTH STREET BD, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2009. David has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Eric Chen's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2018 - Present
SIXTH STREET BD, LLC
Office #1: 888 7th Avenue 41st Floor, New York, NY 10106February 10, 2016 - September 6, 2018
GOLDMAN SACHS & CO. LLC
November 23, 2010 - September 15, 2014
BEXIL SECURITIES LLC
June 22, 2010 - September 15, 2014
MIDAS SECURITIES GROUP, INC.
July 16, 2009 - September 1, 2009
JOHN THOMAS FINANCIAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
SIXTH STREET BD, LLC
CRD#: 281933 / SEC#: , 8-69697
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIXTH STREET PARTNERS MANAGEMENT COMPANY, L.P. | MEMBER | |
| SIXTH STREET PARTNERS II MANAGEMENT COMPANY, L.P. | MEMBER | |
| CHEN, DAVID ERIC | CHIEF COMPLIANCE OFFICER | 5679045 |
| D'ARCY, BRIAN EDWARD | CO-CHIEF EXECUTIVE OFFICER | 4972383 |
| SIMMONDS, IAN TIMOTHY | CO-CHIEF EXECUTIVE OFFICER | 5028367 |
| TSSP HOLDCO MANAGEMENT, LLC | MANAGING MEMBER | |
| WANEK, DANIEL LOUIS | CHIEF FINANCIAL OFFICER/FINOP, POO, PFO | 6534764 |
Red Flags
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