Rohit J. Singh

HEXEUM CAPITAL

Newport Beach, CA 92660

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CRD#: 5679037

Professional summary

Rohit Jiledar Singh, who also goes by Rohit Signh, Rohitkumar Jiledar Singh, is a registered financial advisor currently at HEXEUM CAPITAL located in Newport Beach, California and FOUR POINTS CAPITAL PARTNERS LLC located in Newport Beach, California.

Rohit is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Rohit has worked at 8 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rohit Signh | Rohitkumar Jiledar Singh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) SELF, LAKEWOOD, CA; INVESTMENT RELATED; STARTED 7/2018; INDEPENDENT INSURANCE AGENT FOR NON-VARIABLE INSURANCE; 3 HOURS/WEEK DURING TRADING. (2) HEXEUM CAPITAL LLC, NEWPORT BEACH, CA; INVESTMENT RELATED; STARTED 7/2018; CEO & INVESTMENT ADVISOR REPRESENTATIVE, OVERALL OPERATIONS INCLUDING SALES, OPERATIONS & ADMINISTRATION; DBA FOR SECURITIES WORK WITH FPCP; 40 HOURS/WEEK DURING TRADING. (3) FOUR POINTS INSURANCE AGENCY LLC, NEW YORK, NY; INVESTMENT RELATED; STARTED 5/2020; VARIABLE INSURANCE AS DUAL REPRESENTATIVE WITH FPCP; 3 HOURS/WEEK DURING TRADING. (4) EDGE HOME FINANCE CORPORATION; STARTED JANUARY 2021; INVESTMENT RELATED; MORTGAGE LOAN OFFICER; ORIGNATING MORTGAGE; 3 HOURS/WEEK DURING TRADING. (5) SHIVSHAKTI LLC, POMONA, CA; NOT INVESTMENT RELATED; STARTED OCTOBER 2024; OWNER; CENTRAL INN, OPERATING AND MANAGING A HOTEL; 10 HOURS/WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rohit Jiledar Singh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 23, 2018 - Present

HEXEUM CAPITAL

Office #1: 5000 Birch Street, West Tower Suite 3000, Newport Beach, CA 92660

RIA

CRD#: 298791

Newport Beach, CA

Current

June 6, 2023 - Present

FOUR POINTS CAPITAL PARTNERS LLC

Office #1: 5000 Birch Street West Tower, Suite 3000, Newport Beach, CA 92660

CRD#: 43149

Newport Beach, CA

Past

May 16, 2020 - November 4, 2022

FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149

NEWPORT BEACH, CA

Past

March 19, 2018 - June 5, 2018

AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC

RIA

CRD#: 160322

CALABASAS, CA

Past

March 14, 2018 - June 5, 2018

DFPG INVESTMENTS, LLC

CRD#: 155576

Calabasas, CA

Past

January 2, 2018 - March 16, 2018

PFS INVESTMENTS INC.

CRD#: 10111

LONG BEACH, CA

Past

September 24, 2012 - September 4, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

IRVINE, CA

Past

September 21, 2012 - September 4, 2013

LPL FINANCIAL LLC

CRD#: 6413

IRVINE, CA

Past

March 13, 2012 - September 24, 2012

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

CITY OF INDUSTRY, CA

Past

December 20, 2011 - September 24, 2012

PRUCO SECURITIES, LLC.

CRD#: 5685

CITY OF INDUSTRY, CA

Past

July 7, 2009 - October 31, 2011

HSBC SECURITIES (USA) INC.

CRD#: 19585

ARTESIA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(10/23/2018)

California
(6/6/2023)

New York
(7/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/22/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/31/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 6/5/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/30/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/6/2009

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/26/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HEXEUM CAPITAL

HEXEUM CAPITAL | HEXEUM CAPITAL LLC

CRD#: 298791 / SEC#:

California

Registered Investment Advisory firm - (10/23/2018 Approved)

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Contact information

Main Address

5000 Birch Street, West Tower Suite 3000, Newport Beach, CA 92660

Mailing Address

P. O. Box, Cerritos, CA 90703

Phone number

(323) 388-8442

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	37
AUM (Assets Under Management)	$ 4,533,584

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rohit J. Singh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rohit Jiledar Singh's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUR POINTS CAPITAL PARTNERS LLC

FOUR POINTS CAPITAL PARTNERS LLC

AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC

DFPG INVESTMENTS, LLC

PFS INVESTMENTS INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

HSBC SECURITIES (USA) INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/22/2018

Series 63

Date: 8/31/2009

Series 6TO

Date: 1/2/2023

SIE

Date: 6/5/2018

Series 7

Date: 12/30/2017

Series 6

Date: 7/6/2009

Series 24

Date: 2/26/2018

FINRA

Current Firm

HEXEUM CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HEXEUM CAPITAL

TRUST BUT VERIFY

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