Ryan M. Businski
Professional summary
Ryan Mark Businski, who also goes by Ryan Mark Businski, is a registered financial professional currently at BARCLAYS CAPITAL INC. located in New York, New York.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2010. Ryan has worked at 2 firms and has passed the Series 63, Series 99TO, Series 22TO, Series 52TO, Series 57TO, Series 6TO, Series 82TO, SIE, Series 55, Series 7, Series 26, Series 39, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Mark Businski's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2025 - Present
BARCLAYS CAPITAL INC.
Office #1: 745 7th Avenue, New York, NY 10019October 18, 2010 - May 9, 2025
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2025)
(5/13/2025)
(5/8/2025)
(5/15/2025)
(5/6/2025)
(5/7/2025)
(5/7/2025)
(5/13/2025)
(5/8/2025)
(5/7/2025)
(5/7/2025)
(6/16/2025)
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(5/7/2025)
(5/7/2025)
(5/9/2025)
(5/9/2025)
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(5/9/2025)
(5/7/2025)
(5/12/2025)
(5/7/2025)
(5/12/2025)
(5/9/2025)
(5/7/2025)
(5/6/2025)
(5/7/2025)
(5/9/2025)
(5/6/2025)
(5/20/2025)
(5/7/2025)
(5/7/2025)
(5/7/2025)
(5/12/2025)
(5/12/2025)
(5/6/2025)
(5/7/2025)
(5/9/2025)
(5/7/2025)
(6/2/2025)
(5/13/2025)
(5/8/2025)
(5/12/2025)
(5/7/2025)
(5/6/2025)
(5/7/2025)
(5/12/2025)
(5/8/2025)
(5/12/2025)
(5/12/2025)
(5/15/2025)
(5/13/2025)
(5/6/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 55
Date: 11/2/2010
Limited Representative-Equity Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BARCLAYS CAPITAL INC.
CRD#: 19714 / SEC#: 801-69700, 8-41342
Contact information
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARCLAYS GROUP US INC. | OWNS BARCLAYS CAPITAL INC. | |
| ABREU, JULIAN JAVIER | ROSFP - PRIME SERVICES | 5160018 |
| JAISING, RAHUL | ROSFP - PRIME SERVICES | 4754959 |
| MATHIS, CAROL PEDERSEN | PRINCIPAL FINANCIAL OFFICER | 4322657 |
| MAYER, ANTHONY EDWARD | CHIEF RISK OFFICER | 8132690 |
| MOGAVERO, ANDREW MICHAEL | CHIEF EXECUTIVE OFFICER | 3247485 |
| O'CONNOR, CLAIRE SCHOLZ | BOARD DIRECTOR | 1907247 |
| ROGOFF, BRADLEY WAYNE | HEAD OF RESEARCH | 4569545 |
| SMITH, JULIETTE SARA | CHIEF LEGAL OFFICER | 5696210 |
| WESTWOOD, JAI | PRINCIPAL OPERATIONS OFFICER | 4611538 |
| ZACHARIA, ZACHARIA | CHIEF COMPLIANCE OFFICER | 2440444 |
Disclosures
| Regulatory Event | 142 |
| Civil Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
