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TC

Thurman R. Crawford

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CRD#: 56786
TC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thurman Ray Crawford, who also goes by Bo Crawford, was a registered financial professional .

Thurman is a previously registered financial professional and started their career in finance in 1969. Thurman had worked at 15 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bo Crawford

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 6, 2013 - September 15, 2016

IMS SECURITIES, INC.

BD
CRD#: 35567
BEAUMONT, TX
Past

August 28, 2008 - May 31, 2012

SYNERGY INVESTMENT GROUP, LLC

BD
CRD#: 46035
BEAUMONT, TX
Past

March 2, 2004 - August 29, 2008

SECURITIES AMERICA, INC.

BD
CRD#: 10205
BEAUMONT, TX
Past

January 10, 2001 - March 3, 2004

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA
Past

January 5, 2000 - January 9, 2001

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
AUSTIN, TX
Past

May 12, 1999 - January 13, 2000

LEGACY FINANCIAL SERVICES, INC.

BD
CRD#: 38697
PETALUMA, CA
Past

March 2, 1999 - May 12, 1999

NORTHSTAR SECURITIES, INC.

BD
CRD#: 11247
DALLAS, TX
Past

May 29, 1998 - March 2, 1999

LEGACY FINANCIAL SERVICES, INC.

BD
CRD#: 38697
PETALUMA, CA
Past

March 24, 1998 - May 28, 1998

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
KNOXVILLE, TN
Past

May 5, 1997 - March 26, 1998

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA
Past

February 10, 1983 - December 31, 1988

INVESTORS BROKERAGE SERVICES, INC.

BD
CRD#: 4257
Past

March 25, 1982 - May 5, 1997

ADVANTAGE CAPITAL CORPORATION

BD
CRD#: 146
ATLANTA, GA
Past

September 29, 1981 - March 8, 1982

ENTERPRISE FUND DISTRIBUTORS, INC.

BD
CRD#: 883
Past

December 19, 1980 - November 6, 1981

IRG SECURITIES, INC.

BD
CRD#: 4182
Past

July 2, 1979 - December 31, 1980

FINANCIAL SYNERGIES EQUITIES, INC.

BD
CRD#: 7550
Past

November 20, 1969 - October 26, 1972

CONSOLIDATED PROGRAMS, INC.

BD
CRD#: 177

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/7/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 11/14/1969
Registered Representative Examination
Principal/Supervisory Exam

Current Firm


IS
IMS SECURITIES, INC.
IMS INSURANCE AGENCY OF TEXAS, INC. | IMS SECURITIES, INC.DBA IMS FINANCIAL ADVISORS, INC | IMS SECURITIES, INC. | IMS INSURANCE AGENCY, INC.

CRD#: 35567 / SEC#: , 8-46722

BD
Terminated by SEC on 01/29/2018
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Contact information


Main Address
Mailing Address
Phone number
Established
Texas since 10/04/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
WADSWORTH, JACKIE DIVONOCHIEF EXECUTIVE OFFICER, COMPLIANCE OFFICER2342163
GAMMON, CHRISTOPHER DAVIDCHIEF FINANCIAL OFFICER, VP-OPTIONS2354523
SPEARS, MICHAEL JCHIEF COMPLIANCE OFFICER4501523

Disclosures


Regulatory Event7
Arbitration6

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


IMS SECURITIES, INC.

CRD#: 35567

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