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Thurman Ray Crawford

CRD# 56786·Registered 1969 - 2016
Previously Registered: Being a previously registered professional could mean that Thurman is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thurman Ray Crawford, who also goes by Bo Crawford, was a registered financial advisor. Thurman was a previously registered financial professional and started their career in finance 1969 - 2016. Thurman had worked at 15 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bo Crawford

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

IMS SECURITIES, INC.·CRD# 35567
BD
Beaumont, TX
March 6, 2013 - September 15, 2016
SYNERGY INVESTMENT GROUP, LLC·CRD# 46035
BD
Beaumont, TX
August 28, 2008 - May 31, 2012
SECURITIES AMERICA, INC.·CRD# 10205
BD
Beaumont, TX
March 2, 2004 - August 29, 2008
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
January 10, 2001 - March 3, 2004
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Austin, TX
January 5, 2000 - January 9, 2001
LEGACY FINANCIAL SERVICES, INC.·CRD# 38697
BD
Petaluma, CA
May 12, 1999 - January 13, 2000
NORTHSTAR SECURITIES, INC.·CRD# 11247
BD
Dallas, TX
March 2, 1999 - May 12, 1999
LEGACY FINANCIAL SERVICES, INC.·CRD# 38697
BD
Petaluma, CA
May 29, 1998 - March 2, 1999
SECURITIES SERVICE NETWORK, LLC·CRD# 13318
BD
Knoxville, TN
March 24, 1998 - May 28, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
May 5, 1997 - March 26, 1998
INVESTORS BROKERAGE SERVICES, INC.·CRD# 4257
BD
February 10, 1983 - December 31, 1988
ADVANTAGE CAPITAL CORPORATION·CRD# 146
BD
Atlanta, GA
March 25, 1982 - May 5, 1997
ENTERPRISE FUND DISTRIBUTORS, INC.·CRD# 883
BD
September 29, 1981 - March 8, 1982
IRG SECURITIES, INC.·CRD# 4182
BD
December 19, 1980 - November 6, 1981
FINANCIAL SYNERGIES EQUITIES, INC.·CRD# 7550
BD
July 2, 1979 - December 31, 1980
CONSOLIDATED PROGRAMS, INC.·CRD# 177
BD
November 20, 1969 - October 26, 1972

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Current Firm

IS
IMS SECURITIES, INC.

IMS INSURANCE AGENCY OF TEXAS, INC. | IMS SECURITIES, INC.DBA IMS FINANCIAL ADVISORS, INC | IMS SECURITIES, INC. | IMS INSURANCE AGENCY, INC.

CRD#: 35567 / SEC#: 8-46722
BD
Terminated by SEC on 01/29/2018

Contact Information

Established

Texas since 10/04/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WADSWORTH, JACKIE DIVONOCHIEF EXECUTIVE OFFICER, COMPLIANCE OFFICER2342163
GAMMON, CHRISTOPHER DAVIDCHIEF FINANCIAL OFFICER, VP-OPTIONS2354523
SPEARS, MICHAEL JCHIEF COMPLIANCE OFFICER4501523

Disclosures

Regulatory Event

7

Arbitration

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2003About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Nov 1969

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jul 1998About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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