Mitchell C. Mortensen

HEATON FINANCIAL, PC

St. George, UT 84790

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CRD#: 5677831

Professional summary

Mitchell Cade Mortensen, who also goes by Mitch C Mortensen, is a registered financial advisor currently at HEATON FINANCIAL, PC located in St. George, Utah.

Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Mitchell has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mitch C Mortensen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SPECTRA GROUP, INC. Owner/president. Civil Engineer. 5 hours per month. No hours per month are spent on this during market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Cade Mortensen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2016 - Present

HEATON FINANCIAL, PC

Office #1: 1224 S. River Road Suite A103, St. George, UT 84790

RIA

CRD#: 134578

St. George, UT

Past

March 9, 2010 - December 31, 2010

CIELO INVESTMENTS

RIA

CRD#: 150554

LEHI, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(8/4/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/4/2016

Uniform Investment Adviser Law Examination

Current Firm

HEATON FINANCIAL, PC

CRD#: 134578 / SEC#:

Utah

Registered Investment Advisory firm - (8/23/2005 Approved)

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Contact information

Main Address

337 S Main, Suite 120, Cedar City, UT 84720

Mailing Address

Phone number

(435) 865-9991

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	617
AUM (Assets Under Management)	$ 107,645,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mitchell C. Mortensen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Cade Mortensen's CRS (Customer Relationship Summary).

Certified licenses

Experience

HEATON FINANCIAL, PC

CIELO INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/4/2016

Current Firm

HEATON FINANCIAL, PC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HEATON FINANCIAL, PC

TRUST BUT VERIFY

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