RA
Ross L. Anderson
CHANNEL WEALTH
RANCHO SANTA MARGARITA, CA 92688
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CRD#: 5677662
RA
Professional summary
Ross L Anderson, CFP® is a registered financial advisor currently at CHANNEL WEALTH, LLC located in Rancho Santa Margarita, California.
Ross is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Ross has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ROSS ANDERSON, INSURANCE AGENT POSITION: Agent NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/04/2013 ADDRESS: 30211 Avenida de las Banderas, Suite 200, Trabuco Canyon CA 92688, United States DESCRIPTION: Provide insurance quotes and sales. 2. GOOD SHEPHERD LUTHERAN CHURCH FOUNDATION POSITION: Board Member NATURE: this is a church foundation board where we help to decide the best use for funds disbursed from the foundation assets on a yearly basis, ie: missionary trips and helping the homeless. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/07/2016 ADDRESS: 4800 Irvine Center Dr., Irvine CA 92604 DESCRIPTION: meet quarterly to review Foundation investments and make changes as necessary to reallocate or as new funds come in discuss funding requests from the church and approve disbursements. 3. RLA FINANCIAL SERVICES, INC. POSITION: President NATURE: S corporation structure for my practice INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2018 ADDRESS: 30211 Avenida Banderas, RSM CA 92688, United States DESCRIPTION: Minimal activity needed to run the business, just running payroll on myself and paying taxes.
CRS (Client Relationship Summary) - RIA
Click below to view Ross L Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
October 28, 2022 - Present
CHANNEL WEALTH, LLC
Office #1: 23142 Arroyo Vista Suite 6, Rancho Santa Margarita, CA 92688RIA
CRD#: 323461
RANCHO SANTA MARGARITA, CA
Past
December 5, 2013 - November 1, 2022
OSAIC SERVICES, INC.
RIA
CRD#: 133763
RANCHO SANTA MARGARITA, CA
Past
December 4, 2013 - November 1, 2022
OSAIC SERVICES, INC.
BD
CRD#: 133763
RANCHO SANTA MARGARITA, CA
Past
March 17, 2011 - December 12, 2013
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
RIA
CRD#: 144069
IRVINE, CA
Past
January 18, 2011 - December 5, 2013
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
IRVINE, CA
Past
August 3, 2009 - December 7, 2010
SECURITIES AMERICA, INC.
BD
CRD#: 10205
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CHANNEL WEALTH, LLC
CHANNEL WEALTH, LLC
CRD#: 323461 / SEC#: 801-126767
RIA
Registered Investment Advisory firm - (10/25/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/28/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CW
CHANNEL WEALTH, LLC
CHANNEL WEALTH, LLC
CRD#: 323461 / SEC#: 801-126767
RIA
Registered Investment Advisory firm - (10/25/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3760 State Street Suite 201, Santa Barbara, CA 93105
Mailing Address
Phone number
(805) 898-0893
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,796 |
| AUM (Assets Under Management) | $ 833,014,360 |
Red Flags
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