Peter C. Larsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter C Larsen, who also goes by Peter Charles Larsen, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2009. Peter had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2019 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 21, 2019 - January 11, 2021
TD AMERITRADE, INC.
March 6, 2019 - January 11, 2021
TD AMERITRADE, INC.
September 22, 2014 - March 9, 2018
SCOTTRADE, INC.
August 26, 2011 - September 30, 2014
LPL FINANCIAL LLC
August 21, 2009 - September 8, 2011
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
CRD#: 111514 / SEC#: 801-55501
Contact information
Regulatory assets under management
| Total Number of Accounts | 101,875 |
| AUM (Assets Under Management) | $ 15,827,987,428 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/17/2023 | ||
| 12/22/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
