Pedro Gomez

BRICKELL FINANCIAL GROUP LLC

Miami, FL 33131-3136

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CRD#: 5677592

Professional summary

Pedro Gomez, CFP®, who also goes by Peter Gomez, is a registered financial advisor currently at BRICKELL FINANCIAL GROUP LLC located in Miami, Florida.

Pedro is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Pedro has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter Gomez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Pedro Gomez is the author and content creator of the website www.globalfinancialplan.com. This website is a blog on personal travel experiences, top retirement destinations, book reviews, general financial concepts, politics, culture, and lifestyle. The website does not engage in any specific investment recommendations, although it may educate the reader on general financial concepts. The goal of the website is to sharpen written communication skills, engage with the global community to better understand what it is that people may relate too and to begin building an online personality within the financial industry. 5 hours a month are devoted to this service during trading hours. 10 hours a month are devoted to this service outside of trading hours. Licensed Insurance Agent; Investment-related: Yes; 11111 Biscayne Blvd Apt 1225 Miami FL 33181; A provider of whole and term life insurance as well as fixed annuities; Insurance agent; Determine what kind of insurance needs there and provide insurance options to fill those needs.; Start date: 2016-03-16; Hours devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 5.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pedro Gomez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

August 3, 2016 - Present

BRICKELL FINANCIAL GROUP LLC

Office #1: 1110 Brickell Avenue Suite 210-a, Miami, FL 33131-3136

RIA

CRD#: 283974

Miami, FL

Past

October 16, 2013 - March 24, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

AVENTURA, FL

Past

October 14, 2013 - March 24, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

AVENTURA, FL

Past

September 13, 2012 - October 1, 2013

A.G.P. / ALLIANCE GLOBAL PARTNERS

RIA

CRD#: 8361

BOCA RATON, FL

Past

September 12, 2012 - October 1, 2013

A.G.P. / ALLIANCE GLOBAL PARTNERS

CRD#: 8361

BOCA RATON, FL

Past

July 16, 2010 - May 2, 2011

MORGAN STANLEY

RIA

CRD#: 149777

MIAMI, FL

Past

June 17, 2010 - May 2, 2011

MORGAN STANLEY

CRD#: 149777

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/3/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/13/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/24/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/2010

General Securities Representative Examination

Current Firm

BRICKELL FINANCIAL GROUP LLC

BRICKELL FINANCIAL GROUP LLC | LIBRE FINANCIAL

CRD#: 283974 / SEC#:

Florida

Registered Investment Advisory firm - (8/3/2016 Approved)

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Contact information

Main Address

848 Brickell Avenue Ph 5, Miami, FL 33131

Mailing Address

Phone number

(305) 602-2402

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 18,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Pedro Gomez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pedro Gomez's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRICKELL FINANCIAL GROUP LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

A.G.P. / ALLIANCE GLOBAL PARTNERS

A.G.P. / ALLIANCE GLOBAL PARTNERS

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 7/13/2010

SIE

Date: 3/24/2016

Series 7

Date: 6/16/2010

Current Firm

BRICKELL FINANCIAL GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRICKELL FINANCIAL GROUP LLC

TRUST BUT VERIFY

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