RD
Ravi Davis
HIPPOCRATIC FINANCIAL ADVISORS
Westlake Village, CA 91362
Some features on this profile are disabled
CRD#: 5677392
RD
Professional summary
Ravi Davis, CFP® is a registered financial advisor currently at HIPPOCRATIC FINANCIAL ADVISORS located in Westlake Village, California.
Ravi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Ravi has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) HIPPOCRATIC INSURANCE SERVICES, 26050 ACERO, SUITE 313, MISSION VIEJO, CA 92691; NATURE OF BUSINESS: INSURANCE AGENCY; NOT INVESTMENT RELATED; STARTED 02/01/2014; VARIABLE HOURS PER MONTH DURING TRADING HOURS; POSITION-PARTNER; CLIENT INVOLVEMENT-HIS HANDLES CLIENT PROPERTY & CASUALTY, DISABILITY AND FIXED LIFE INSURANCE PLACED THROUGH OHIO NATIONAL OR PACIFIC LIFE;DUTIES; PARTNER INVOLVED IN ALL ASPECTS OF THE BUSINESS; COMPENSATION-COMMISSIONS GENERATED THROUGH THE SALE OF INSURANCE PRODUCTS. HIS REFERS CLIENTS TO HFA WITHOUT COMPENSATION. HIS RECEIVED REFERRAL COMPENSATION FOR REFERRING PHYSICIANS TO CLIENTS SPECIFIC MORTGAGE BROKERS WITH ACCESS TO SPECIALIZED LOAN PROGRAMS FOR PHYSICIANS. (2) HIPPOCRATIC FAMILY OFFICES, LLC, 30700 RUSSELL RANCH ROAD SUITE 250, WESTLAKE VILLAGE, CA 91362; NATURE OF BUSINESS: COMPUTER AND INFORMATION TECHNOLOGY CONSULTING FIRM; NOT INVESTMENT RELATED; START 07/17/2018; 0 - 5 HOURS PER MONTH; POSITION-OWNER.
CRS (Client Relationship Summary) - RIA
Click below to view Ravi Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
February 9, 2018 - Present
HIPPOCRATIC FINANCIAL ADVISORS
Office #1: 30700 Russell Ranch Road Suite 250, Westlake Village, CA 91362RIA
CRD#: 169481
Westlake Village, CA
Past
February 11, 2016 - December 31, 2017
HIPPOCRATIC FINANCIAL ADVISORS
RIA
CRD#: 169481
MISSION VIEJO, CA
Past
March 6, 2015 - June 29, 2018
ADVANCED PRACTICE ADVISORS, LLC
RIA
CRD#: 154084
MISSION VIEJO, CA
Past
April 15, 2014 - March 13, 2015
VALMARK ADVISERS, INC.
RIA
CRD#: 108050
MISSION VIEJO, CA
Past
February 10, 2014 - March 13, 2015
VALMARK SECURITIES, INC.
BD
CRD#: 31243
MISSION VIEJO, CA
Past
December 4, 2013 - December 31, 2015
HIPPOCRATIC FINANCIAL ADVISORS
RIA
CRD#: 169481
WESTLAKE VILLAGE, CA
Past
January 9, 2013 - February 14, 2013
LARSON FINANCIAL SECURITIES, LLC
BD
CRD#: 152517
ORANGE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HIPPOCRATIC FINANCIAL ADVISORS
DAVIS, RAVI | HIPPOCRATIC FINANCIAL ADVISORS LLC | HIPPOCRATIC FINANCIAL ADVISORS
CRD#: 169481 / SEC#: 801-130237
RIA
Registered Investment Advisory firm - (5/10/2024 Approved)Arizona
Registered Investment Advisory firm - (5/21/2024 Terminated)California
Registered Investment Advisory firm - (6/20/2024 Terminated)Ohio
Registered Investment Advisory firm - (12/31/2015 Failure to Renew)Texas
Registered Investment Advisory firm - (5/21/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/9/2018)
IAR
Texas(1/4/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HF
HIPPOCRATIC FINANCIAL ADVISORS
DAVIS, RAVI | HIPPOCRATIC FINANCIAL ADVISORS LLC | HIPPOCRATIC FINANCIAL ADVISORS
CRD#: 169481 / SEC#: 801-130237
RIA
Registered Investment Advisory firm - (5/10/2024 Approved)Arizona
Registered Investment Advisory firm - (5/21/2024 Terminated)California
Registered Investment Advisory firm - (6/20/2024 Terminated)Ohio
Registered Investment Advisory firm - (12/31/2015 Failure to Renew)Texas
Registered Investment Advisory firm - (5/21/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
30700 Russell Ranch Road Suite 250, Westlake Village, CA 91362
Mailing Address
Phone number
(866) 447-2380
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,245 |
| AUM (Assets Under Management) | $ 170,227,989 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
