Alexander P. Goldberg

MCILRATH & ECK

Anaheim, CA 92808

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CRD#: 5677337

Professional summary

Alexander Peter Goldberg, CFP®, who also goes by Alexander P Goldberg, is a registered financial advisor currently at MCILRATH & ECK, LLC located in Anaheim, California.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Alexander has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alexander P Goldberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Affiliated with insurance companies not affiliated with McIlrath & Eck, LLC for sale of non - variable, life, health, and annuity and/or disability income insurance products. May earn commissions from transactions with these companies.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Peter Goldberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

August 9, 2022 - Present

MCILRATH & ECK, LLC

Office #1: 160 N. Riverview Dr. Ste. 101, Anaheim, CA, 92808

RIA

CRD#: 145252

Anaheim, CA

Past

February 6, 2014 - June 29, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Anaheim, CA

Past

November 15, 2010 - July 19, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Anaheim, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCILRATH & ECK, LLC

MCILRATH & ECK, LLC | PERISCOPE WEALTH ADVISORS | MCILRATH ECK LLC

CRD#: 145252 / SEC#: 801-70488

RIA

Registered Investment Advisory firm - (8/18/2009 Approved)

Florida

Registered Investment Advisory firm - (4/30/2008 Terminated)

Oregon

Registered Investment Advisory firm - (8/31/2009 Terminated)

Texas

Registered Investment Advisory firm - (8/18/2009 Terminated)

Washington

Registered Investment Advisory firm - (8/31/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/11/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/29/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/12/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MCILRATH & ECK, LLC

MCILRATH & ECK, LLC | PERISCOPE WEALTH ADVISORS | MCILRATH ECK LLC

CRD#: 145252 / SEC#: 801-70488

RIA

Registered Investment Advisory firm - (8/18/2009 Approved)

Florida

Registered Investment Advisory firm - (4/30/2008 Terminated)

Oregon

Registered Investment Advisory firm - (8/31/2009 Terminated)

Texas

Registered Investment Advisory firm - (8/18/2009 Terminated)

Washington

Registered Investment Advisory firm - (8/31/2009 Terminated)

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Contact information

Main Address

3325 Smokey Point Drive, Suite 201, Arlington, WA 98223

Mailing Address

Phone number

(360) 657-8600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE FOR PERISCOPE WEALTH ADVISORS A DBA FOR MCILRATH & ECK, LLC (7/11/2025)

FIRM BROCHURE FOR MCILRATH & ECK, LLC (7/11/2025)

Regulatory assets under management

Total Number of Accounts	1,203
AUM (Assets Under Management)	$ 1,059,805,672

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Alexander P. Goldberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Peter Goldberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

MCILRATH & ECK, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/11/2011

SIE

Date: 10/1/2018

Series 7

Date: 11/29/2016

Series 6

Date: 11/12/2010

Current Firm

MCILRATH & ECK, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCILRATH & ECK, LLC

TRUST BUT VERIFY

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