Heather Joy Lovallo
Professional Summary
Heather Joy Lovallo, who also goes by Heather J Lovallo, Heather Joy Lovallo Peterson, Heather Joy Lovallo-mize, Heather Joy Lovallo Peterson, is a registered financial advisor currently at WRENNE FINANCIAL PLANNING LLC located in Pace, Florida. Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Heather has worked at 2 firms and has passed the Series 63, Series 65 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Heather J Lovallo, Heather Joy Lovallo Peterson, Heather Joy Lovallo-Mize, Heather Joy Lovallo Peterson
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
WRENNE FINANCIAL PLANNING LLC
Contact Information
Main Address
Lexington, KYPhone Number
(859) 538-6044# of Employees
11SEC notice filing (30 States and Territories)
Registered to provide investment advisory services in 30 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,351AUM (Assets Under Management)
$297,914,898Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
WRENNE FINANCIAL PLANNING LLC
State Registrations and Notice Filings
(2/28/2024)
(5/7/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2009About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Heather Joy Lovallo's CRS (Customer Relationship Summary).
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