HL
Heather J. Lovallo
WRENNE FINANCIAL PLANNING LLC
Pace, FL
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CRD#: 5676729
HL
Professional summary
Heather Joy Lovallo, who also goes by Heather J Lovallo, Heather Joy Lovallo Peterson, Heather Joy Lovallo-mize, Heather Joy Lovallo Peterson, is a registered financial advisor currently at WRENNE FINANCIAL PLANNING LLC located in Pace, Florida.
Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Heather has worked at 2 firms and has passed the Series 63, Series 65 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Heather J Lovallo | Heather Joy Lovallo Peterson | Heather Joy Lovallo-Mize | Heather Joy Lovallo Peterson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Heather Joy Lovallo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 28, 2024 - Present
WRENNE FINANCIAL PLANNING LLC
RIA
CRD#: 173029
Pace, FL
Past
August 7, 2009 - August 28, 2013
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
SAN DIEGO, CA
Past
July 13, 2009 - August 28, 2013
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WRENNE FINANCIAL PLANNING LLC
WRENNE FINANCIAL PLANNING LLC
CRD#: 173029 / SEC#: 801-124952
RIA
Registered Investment Advisory firm - (5/5/2022 Approved)Alabama
Registered Investment Advisory firm - (5/9/2022 Terminated)California
Registered Investment Advisory firm - (6/8/2022 Terminated)Colorado
Registered Investment Advisory firm - (5/9/2022 Terminated)Florida
Registered Investment Advisory firm - (5/9/2022 Terminated)Georgia
Registered Investment Advisory firm - (5/24/2022 Terminated)Illinois
Registered Investment Advisory firm - (5/9/2022 Terminated)Indiana
Registered Investment Advisory firm - (5/10/2022 Terminated)Kentucky
Registered Investment Advisory firm - (5/9/2022 Terminated)Louisiana
Registered Investment Advisory firm - (5/10/2022 Terminated)Michigan
Registered Investment Advisory firm - (5/18/2022 Terminated)New York
Registered Investment Advisory firm - (5/9/2022 Terminated)North Carolina
Registered Investment Advisory firm - (5/20/2022 Terminated)Ohio
Registered Investment Advisory firm - (5/9/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/18/2022 Terminated)Tennessee
Registered Investment Advisory firm - (5/9/2022 Terminated)Texas
Registered Investment Advisory firm - (5/9/2022 Terminated)Virginia
Registered Investment Advisory firm - (5/10/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/28/2024)
IAR
Texas(5/7/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
WRENNE FINANCIAL PLANNING LLC
WRENNE FINANCIAL PLANNING LLC
CRD#: 173029 / SEC#: 801-124952
RIA
Registered Investment Advisory firm - (5/5/2022 Approved)Alabama
Registered Investment Advisory firm - (5/9/2022 Terminated)California
Registered Investment Advisory firm - (6/8/2022 Terminated)Colorado
Registered Investment Advisory firm - (5/9/2022 Terminated)Florida
Registered Investment Advisory firm - (5/9/2022 Terminated)Georgia
Registered Investment Advisory firm - (5/24/2022 Terminated)Illinois
Registered Investment Advisory firm - (5/9/2022 Terminated)Indiana
Registered Investment Advisory firm - (5/10/2022 Terminated)Kentucky
Registered Investment Advisory firm - (5/9/2022 Terminated)Louisiana
Registered Investment Advisory firm - (5/10/2022 Terminated)Michigan
Registered Investment Advisory firm - (5/18/2022 Terminated)New York
Registered Investment Advisory firm - (5/9/2022 Terminated)North Carolina
Registered Investment Advisory firm - (5/20/2022 Terminated)Ohio
Registered Investment Advisory firm - (5/9/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/18/2022 Terminated)Tennessee
Registered Investment Advisory firm - (5/9/2022 Terminated)Texas
Registered Investment Advisory firm - (5/9/2022 Terminated)Virginia
Registered Investment Advisory firm - (5/10/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
996 E. New Circle Road Unit #270, Lexington, KY 40505
Mailing Address
Phone number
(859) 538-6044
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,137 |
| AUM (Assets Under Management) | $ 231,316,219 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
