Maurice A. Taylor
Professional summary
Maurice Aldon Taylor, who also goes by Maurice Taylor, is a registered financial advisor currently at DEEP ROOTS CAPITAL located in Harrison, Arkansas.
Maurice is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Maurice has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Maurice Aldon Taylor's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2016 - Present
DEEP ROOTS CAPITAL
Office #1: 914 Highway 62 65 North, Harrison, AR 72601July 16, 2012 - August 25, 2016
LPL FINANCIAL LLC
July 16, 2012 - August 25, 2016
LPL FINANCIAL LLC
August 10, 2009 - July 17, 2012
WELLS FARGO CLEARING SERVICES, LLC
July 15, 2009 - July 17, 2012
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/6/2016)
(1/3/2023)
(8/28/2017)
Exams
Current Firm
DEEP ROOTS CAPITAL
CRD#: 284864 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 188 |
| AUM (Assets Under Management) | $ 26,859,931 |
Red Flags
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