Jeffrey H. Watson

RIALTO WEALTH MANAGEMENT

Syracuse, NY 13202

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CRD#: 5676423

Professional summary

Jeffrey Hughes Watson, CFP®, who also goes by Jeff H Watson, is a registered financial advisor currently at RIALTO WEALTH MANAGEMENT located in Syracuse, New York.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jeffrey has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff H Watson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PINNACLE PROPERTY & CASUALTY, LLC. FOR-PROFIT. ENTITY OF NATURE'S BUSINESS: INSURANCE. TITLE: PRESIDENT. DESCRIPTION OF DUTIES: QUOTES/INSURANCE REVIEWS. 80 HRS PER MONTH DURING BUSINESS HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Hughes Watson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

August 25, 2023 - Present

RIALTO WEALTH MANAGEMENT

Office #1: 126 N Salina St. Suite 404, Syracuse, NY 13202

RIA

CRD#: 319411

Syracuse, NY

Past

January 8, 2019 - August 25, 2023

PINNACLE INVESTMENTS, LLC

RIA

CRD#: 142910

EAST SYRACUSE, NY

Past

January 4, 2019 - August 25, 2023

PINNACLE INVESTMENTS, LLC

CRD#: 142910

EAST SYRACUSE, NY

Past

June 30, 2016 - November 23, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

SYRACUSE, NY

Past

May 20, 2016 - November 23, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

SYRACUSE, NY

Past

September 26, 2012 - May 16, 2016

PINNACLE INVESTMENTS, LLC

CRD#: 142910

SYRACUSE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIALTO WEALTH MANAGEMENT

RIALTO WEALTH MANAGEMENT | RIALTO WEALTH MANAGEMENT, LLC

CRD#: 319411 / SEC#: 801-123598

RIA

Registered Investment Advisory firm - (4/1/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/19/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/25/2012

General Securities Representative Examination

Current Firm

RIALTO WEALTH MANAGEMENT

RIALTO WEALTH MANAGEMENT | RIALTO WEALTH MANAGEMENT, LLC

CRD#: 319411 / SEC#: 801-123598

RIA

Registered Investment Advisory firm - (4/1/2022 Approved)

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Contact information

Main Address

126 N Salina St. Suite 404, Syracuse, NY 13202

Mailing Address

Phone number

(315) 992-9129

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIALTO WEALTH MANAGEMENT BROCHURE (1/31/2025)

Regulatory assets under management

Total Number of Accounts	738
AUM (Assets Under Management)	$ 403,683,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey H. Watson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Hughes Watson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PINNACLE INVESTMENTS, LLC

PINNACLE INVESTMENTS, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

PINNACLE INVESTMENTS, LLC

Primary Firm SEC Registration

RIALTO WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2016

Series 63

Date: 12/19/2012

SIE

Date: 10/1/2018

Series 7

Date: 9/25/2012

Current Firm

RIALTO WEALTH MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIALTO WEALTH MANAGEMENT

TRUST BUT VERIFY

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