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MT

Margaret S. Thompson

ENERGY CAPITAL SOLUTIONS LLC
Dallas, TX 75201
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CRD#: 5676380
MT

Professional summary


Margaret Strange Thompson, who also goes by Margaret Laura Strange, is a registered financial professional currently at ENERGY CAPITAL SOLUTIONS LLC located in Dallas, Texas.

Margaret is registered as a RR (Registered Representative) and started their career in finance in 2009. Margaret has worked at 1 firm and has passed the Series 99TO, SIE and Series 28 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Margaret Laura Strange

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Margaret Strange Thompson's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 10, 2009 - Present

ENERGY CAPITAL SOLUTIONS LLC

Office #1: 2651 North Harwood, Suite 410, Dallas, TX 75201
BD
CRD#: 121191
Dallas, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 28
Date: 7/8/2009
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm


EC
ENERGY CAPITAL SOLUTIONS LLC
ENERGY CAPITAL SOLUTIONS | GROWTH ENERGY CAPITAL ADVISORS LLC | ENERGY CAPITAL SOLUTIONS LLC

CRD#: 121191 / SEC#: , 8-65391

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
2651 North Harwood, Suite 410, Dallas, TX 75201
Mailing Address
2651 North Harwood, Suite 410, Dallas, TX 75201
Phone number
(214) 219-8201
Established
Texas since 04/24/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (31 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
LW ENERGY ADVISORS, LLCMEMBER
THOMPSON, MARGARET STRANGEFINOP/CFO5676380
WEINBERG, JOHN RUSSELLCCO/MANAGING DIRECTOR/REGISTERED PRINCIPAL1957846

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ENERGY CAPITAL SOLUTIONS LLC

CRD#: 121191Dallas, TX 75201

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