Aaron W Nowak
Professional Summary
Aaron W Nowak is a registered financial advisor currently at ARTEMIS SECURITIES CLEARING, LLC located in Chicago, Illinois. Aaron is registered as a RR (Registered Representative) and started their career in finance in 2010. Aaron has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
ARTEMIS SECURITIES CLEARING, LLC | BILLOW BUTLER & COMPANY, L.L.C.
Contact Information
Main Address
225 W. Wacker Drive Suite 1575, Chicago, IL 60606Mailing Address
225 W. Wacker Drive Suite 1575, Chicago, IL 60606Phone Number
(312) 559-9055Established
Illinois since 01/13/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/24/2022)
(2/7/2014)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Aaron W Nowak's CRS (Customer Relationship Summary).
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