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AN

Aaron W. Nowak

ARTEMIS SECURITIES CLEARING
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 5676292
AN

Professional summary

Aaron W Nowak is a registered financial professional currently at ARTEMIS SECURITIES CLEARING, LLC located in Chicago, Illinois.

Aaron is registered as a RR (Registered Representative) and started their career in finance in 2010. Aaron has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aaron W Nowak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 7, 2014 - Present

ARTEMIS SECURITIES CLEARING, LLC

Office #1: 225 W. Wacker Drive Suite 1575, Chicago, IL 60606Office #2: 3500 Lenox Rd Suite 1500, Atlanta, GA 30326
BD
CRD#: 125473
Chicago, IL
Past

December 14, 2010 - June 18, 2012

MAZZONE & ASSOCIATES, LLC

BD
CRD#: 144159
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(2/24/2022)
RR
Illinois
(2/7/2014)

Exams

State Security Law Exam
RR
Series 63
Date: 12/30/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/13/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ARTEMIS SECURITIES CLEARING, LLC
ARTEMIS SECURITIES CLEARING, LLC | BILLOW BUTLER & COMPANY, L.L.C.

CRD#: 125473 / SEC#: , 8-65803

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
225 W. Wacker Drive Suite 1575, Chicago, IL 60606
Mailing Address
225 W. Wacker Drive Suite 1575, Chicago, IL 60606
Phone number
(312) 559-9055
Established
Illinois since 01/13/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BUTLER, DARRELL MATTHEWPRES, CCO, COO, CFO, FINOP PRINCIPAL, MEMBER, MANAGER, MANAGING DIRECTOR, EXEC REP, AML COMP OFFICER4612053
BUTLER, MARCIMEMBER7734986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARTEMIS SECURITIES CLEARING, LLC

CRD#: 125473Chicago, IL 60606

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