Donna M. Krier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Marie Krier, CFP®, who also goes by Donna Marie Jackson, Donna Krier, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 2009. Donna had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2012 - November 14, 2012
SHARKEY HOWES & JAVER INC
September 18, 2009 - September 11, 2012
WADDELL & REED
August 21, 2009 - September 11, 2012
WADDELL & REED
Primary Firm SEC Registration
SHARKEY HOWES & JAVER INC
CRD#: 106050 / SEC#: 801-38328
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SHARKEY HOWES & JAVER INC
CRD#: 106050 / SEC#: 801-38328
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,390 |
| AUM (Assets Under Management) | $ 917,028,734 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
