Travis D. Haussler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Travis David Haussler was a registered financial professional .
Travis is a previously registered financial professional and started their career in finance in 2009. Travis had worked at 4 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2019 - April 9, 2020
VIRTU FINANCIAL CAPITAL MARKETS LLC
May 3, 2019 - August 11, 2021
VIRTU AMERICAS LLC
April 16, 2019 - August 3, 2020
VIRTU ITG LLC
October 14, 2015 - December 24, 2018
VIRTU FINANCIAL CAPITAL MARKETS LLC
October 3, 2011 - June 5, 2019
VIRTU FINANCIAL BD LLC
July 21, 2009 - May 29, 2013
VIRTU FINANCIAL CAPITAL MARKETS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/20/2024
General Securities Representative ExaminationSeries 57TO
Date: 3/20/2024
Securities Trader ExamSeries 55
Date: 1/25/2010
Limited Representative-Equity Trader ExamCurrent Firm
VIRTU FINANCIAL CAPITAL MARKETS LLC
CRD#: 45986 / SEC#: , 8-51262
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
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