Cameron J. Swirka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cameron James Swirka, who also goes by Cameron J Swirka, was a registered financial professional .
Cameron is a previously registered financial professional and started their career in finance in 2013. Cameron had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2014 - June 12, 2018
NATIXIS ADVISORS, LLC
November 24, 2014 - June 12, 2018
NATIXIS DISTRIBUTION, LLC
June 16, 2014 - November 21, 2014
SENTINEL PENSION ADVISORS, LLC.
April 17, 2013 - November 21, 2014
SENTINEL SECURITIES, LLC.
Primary Firm SEC Registration
NATIXIS ADVISORS, LLC
CRD#: 106800 / SEC#: 801-48408
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIXIS ADVISORS, LLC
CRD#: 106800 / SEC#: 801-48408
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 85,258 |
| AUM (Assets Under Management) | $ 85,230,726,459 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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