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Cody James Forbush

Cody J. Forbush

GRIMES & COMPANY
OMAHA, NE 68154
Some features on this profile are disabled
CRD#: 5675962
Cody James Forbush

Professional summary

Cody James Forbush, CFP® is a registered financial advisor currently at GRIMES & COMPANY located in Omaha, Nebraska.

Cody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Cody has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
UCLA Extension; not investment-related; 1145 Gayley Ave., Los Angeles, CA 90024; education; Professor; started 1/2020; approximately 24 hours per month every third month, zero hours during securities trading hours; teach aspiring CFP candidates required courses to meet the education requirement for the CFP exam.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cody James Forbush's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

September 7, 2022 - Present

GRIMES & COMPANY

Office #1: 14301 Fnb Parkway Suite 207, Omaha, NE 68154
RIA
CRD#: 109420
OMAHA, NE
Past

November 17, 2020 - September 8, 2022

DICKINSON INVESTMENT ADVISORS

RIA
CRD#: 115108
COUNCIL BLUFFS, IA
Past

October 26, 2017 - November 4, 2020

TS CAPITAL, LLC

RIA
CRD#: 170618
Council Bluffs, IA
Past

October 2, 2012 - October 23, 2017

TD AMERITRADE, INC.

RIA
CRD#: 7870
OMAHA, NE
Past

October 2, 2012 - October 23, 2017

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
OMAHA, NE
Past

November 15, 2010 - October 23, 2017

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
G&
GRIMES & COMPANY
GRIMES & CO INC | GRIMES & COMPANY, LLC | GRIMES & COMPANY, INC. | GRIMES & COMPANY WEALTH MANAGEMENT, LLC | GRIMES & COMPANY

CRD#: 109420 / SEC#: 801-57193

RIA
Registered Investment Advisory firm - (1/28/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Iowa
(9/7/2022)
IAR
Nebraska
(9/8/2022)
IAR
Texas
(9/7/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/18/2012
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/19/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/23/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/12/2010
General Securities Representative Examination

Current Firm

G&
GRIMES & COMPANY
GRIMES & CO INC | GRIMES & COMPANY, LLC | GRIMES & COMPANY, INC. | GRIMES & COMPANY WEALTH MANAGEMENT, LLC | GRIMES & COMPANY

CRD#: 109420 / SEC#: 801-57193

RIA
Registered Investment Advisory firm - (1/28/2000 Approved)
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Contact information

Main Address
One Technology Drive Suite 100, Westborough, MA 01581
Mailing Address
Phone number
(508) 366-3883
Established
Firm type
Fiscal year end
# of Employees
53

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GRIMES & COMPANY WEALTH MANAGEMENT, LLC (11/3/2025)

Regulatory assets under management

Total Number of Accounts9,415
AUM (Assets Under Management)$ 5,592,556,041

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GRIMES & COMPANY

CRD#: 109420Omaha, NE 68154

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