Matthew J. Newman

HIGH PROBABILITY ADVISORS

PITTSFORD, NY 14534

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CRD#: 5675903

Professional summary

Matthew James Newman, CFP®, who also goes by James Newman Matthew, is a registered financial advisor currently at HIGH PROBABILITY ADVISORS, LLC located in Pittsford, New York.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Matthew has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Newman Matthew

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew James Newman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

August 24, 2021 - Present

HIGH PROBABILITY ADVISORS, LLC

Office #1: 167 Sully's Trail Suite 300, Pittsford, NY 14534Office #2: 100 Corporate Pkwy Suite 200, Buffalo, NY 14226

RIA

CRD#: 289541

PITTSFORD, NY

Past

August 18, 2015 - January 13, 2020

CADARET, GRANT & CO., INC.

CRD#: 10641

WILLIAMSVILLE, NY

Past

November 12, 2013 - May 21, 2015

MANNING & NAPIER INVESTOR SERVICES, INC.

CRD#: 26266

DUBLIN, OH

Past

April 22, 2011 - December 13, 2011

MANNING & NAPIER INVESTOR SERVICES, INC.

CRD#: 26266

FAIRPORT, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIGH PROBABILITY ADVISORS, LLC

AUXILIUM CAPITAL MANAGEMENT, LLC | HIGH PROBABILITY ADVISORS, LLC

CRD#: 289541 / SEC#: 801-111913

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(9/4/2025)

IAR

New York
(8/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/6/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/2011

General Securities Representative Examination

Current Firm

HIGH PROBABILITY ADVISORS, LLC

AUXILIUM CAPITAL MANAGEMENT, LLC | HIGH PROBABILITY ADVISORS, LLC

CRD#: 289541 / SEC#: 801-111913

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

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Contact information

Main Address

167 Sully's Trail Suite 300, Pittsford, NY 14534

Mailing Address

Phone number

(585) 485-0135

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACM PART 2A (2/18/2025)

Regulatory assets under management

Total Number of Accounts	695
AUM (Assets Under Management)	$ 813,429,881

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew J. Newman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew James Newman's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGH PROBABILITY ADVISORS, LLC

CADARET, GRANT & CO., INC.

MANNING & NAPIER INVESTOR SERVICES, INC.

MANNING & NAPIER INVESTOR SERVICES, INC.

Primary Firm SEC Registration

HIGH PROBABILITY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/6/2015

SIE

Date: 10/1/2018

Series 7

Date: 4/20/2011

Current Firm

HIGH PROBABILITY ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HIGH PROBABILITY ADVISORS, LLC

TRUST BUT VERIFY

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