NS
Nicholas A. Shaheen
FINANCIAL SERVICES OF AMERICA ADVISORS
Warren, MI 48093
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CRD#: 5675773
NS
Professional summary
Nicholas Andrew Shaheen, CIMA® is a registered financial advisor currently at FINANCIAL SERVICES OF AMERICA ADVISORS located in Warren, Michigan.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Nicholas has worked at 3 firms and has passed the Series 66, SIE, Series 52, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) FINANCIAL SERVICES OF AMERICA; POSITION: CHIEF COMPLIANCE OFFICER/INSURANCE AGENT; NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE 05/2010 ADDRESS: 50 West Big Beaver Road Ste 800 Troy, MI, USA, 48084 DESCRIPTION: Insurance Sales and Services. 2.) FSA HEALTH; POSITION: CHIEF COMPLIANCE OFFICER/INSURANCE AGENT; NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE 01/2018 ADDRESS: 50 West Big Beaver Road Ste 800 Troy, MI, USA, 48084 DESCRIPTION: Insurance Sales and Services. 3.) FSA ADVISORS; POSITION: CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISER REPRESENTATIVE; NATURE: Investment Advice for fee INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE 08/2017 ADDRESS: 50 West Big Beaver Road Ste 800 Troy, MI, USA, 48084 DESCRIPTION: Securities Sales and Services 4.) N Shaheen LLC POSITION: Owner NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE 10/2018 ADDRESS: 50149 Middle River Drive, Macomb, MI 48044 DESCRIPTION: Insurance Sales and Services.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Andrew Shaheen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 7, 2017 - Present
FINANCIAL SERVICES OF AMERICA ADVISORS
Office #1: 30500 Van Dyke Ave 8th Floor, Warren, MI 48093RIA
CRD#: 286251
Warren, MI
Past
December 14, 2022 - August 8, 2025
AE FINANCIAL SERVICES, LLC
BD
CRD#: 298608
Troy, MI
Past
April 7, 2015 - December 15, 2022
INDEPENDENCE CAPITAL CO., INC.
RIA
CRD#: 24723
WARREN, MI
Past
February 18, 2015 - December 15, 2022
INDEPENDENCE CAPITAL CO., INC.
BD
CRD#: 24723
WARREN, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FS
FINANCIAL SERVICES OF AMERICA ADVISORS
FINANCIAL SERVICES OF AMERICA ADVISORS | FSA ADVISORS, INC. | FSA ADVISORS
CRD#: 286251 / SEC#: 801-120474
RIA
Registered Investment Advisory firm - (3/8/2021 Approved)Florida
Registered Investment Advisory firm - (4/21/2021 Terminated)Michigan
Registered Investment Advisory firm - (4/21/2021 Terminated)Texas
Registered Investment Advisory firm - (4/21/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(10/13/2020)
IAR
Michigan(7/7/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
FS
FINANCIAL SERVICES OF AMERICA ADVISORS
FINANCIAL SERVICES OF AMERICA ADVISORS | FSA ADVISORS, INC. | FSA ADVISORS
CRD#: 286251 / SEC#: 801-120474
RIA
Registered Investment Advisory firm - (3/8/2021 Approved)Florida
Registered Investment Advisory firm - (4/21/2021 Terminated)Michigan
Registered Investment Advisory firm - (4/21/2021 Terminated)Texas
Registered Investment Advisory firm - (4/21/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
50 W Big Beaver Rd Suite 500, Troy, MI 48084
Mailing Address
Phone number
(800) 977-9292
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,687 |
| AUM (Assets Under Management) | $ 396,180,038 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FINANCIAL SERVICES OF AMERICA ADVISORS
CRD#: 286251Warren, MI 48093TRUST BUT VERIFY
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