AS
Adam R. Stalnaker
ROCKPORT WEALTH ADVISORS
Fairview Park, OH 44126
Some features on this profile are disabled
CRD#: 5675604
AS
Professional summary
Adam Richard Stalnaker, AIF®, who also goes by Adam Stalnaker, is a registered financial advisor currently at ROCKPORT WEALTH ADVISORS located in Fairview Park, Ohio and PRIVATE CLIENT SERVICES, LLC located in Fairview Park, Ohio.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Adam has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Stalnaker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) REGISTRANT OWNS ARS CAPITAL INC. 22730 FAIRVIEW CENTER DR, STE 150, FAIRVIEW PARK, OH 44126. ARS IS AN OWNER OF ROCKPORT WEALTH, LLC - an RIA firm. APPROXIMATELY 1 HR/MO FOR BOOKS AND RECORDS, GENERALLY NOT DURING TRADING HOURS 2)THE REGISTRANT IS INDEPENDENTLY INSURANCE LICENSED. 22730 FAIRVIEW CENTER DR, STE 150, FAIRVIEW PARK, OH 44126. SALE OF LIFE, DISABILITY AND LONG TERM CARE INSURANCE. APPROXIMATELY 5 HRS/MO; 1 DURING TRADING HRS. 3) Rockport Wealth - RIA 22730 Fairview Center Drive, Ste 150, Fairview Park, OH 44126; start date: 01/2021; number of hours: 160; hours during trading hours: 8 investment advisor representative. Adam Stalnaker is fifty percent owner of Rockport Real Estate Holdings, LLC with partner Joseph Kovach. Rockport Real Estate Holdings, LLC owns the Youngstown, Ohio office of Rockport Wealth, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Richard Stalnaker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 10, 2018 - Present
ROCKPORT WEALTH ADVISORS
Office #1: 22730 Fairview Center Dr Suite# 150, Fairview Park, OH 44126RIA
CRD#: 297122
Fairview Park, OH
Current
January 28, 2021 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 22730 Fairview Center Dr Ste 150, Fairview Park, OH 44126RIA
BD
CRD#: 120222
Fairview Park, OH
Past
December 3, 2013 - January 28, 2021
CETERA ADVISORS LLC
RIA
CRD#: 10299
FAIRVIEW PARK, OH
Past
December 3, 2013 - January 28, 2021
CETERA ADVISORS LLC
BD
CRD#: 10299
FAIRVIEW PARK, OH
Past
October 9, 2009 - December 5, 2013
NEW ENGLAND SECURITIES
RIA
CRD#: 615
WESTLAKE, OH
Past
September 24, 2009 - December 5, 2013
NEW ENGLAND SECURITIES
BD
CRD#: 615
WESTLAKE, OH
Past
July 13, 2009 - September 17, 2009
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
CLEVELAND, OH
Past
July 10, 2009 - September 17, 2009
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
CLEVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
ROCKPORT WEALTH ADVISORS
J ARNOLD WEALTH MANAGEMENT | ROCKPORT WEALTH, LLC | ROCKPORT WEALTH ADVISORS | ROCKPORT WEALTH
CRD#: 297122 / SEC#: 801-126796
RIA
Registered Investment Advisory firm - (10/27/2022 Approved)Indiana
Registered Investment Advisory firm - (11/2/2022 Terminated)Michigan
Registered Investment Advisory firm - (11/21/2022 Terminated)Ohio
Registered Investment Advisory firm - (11/1/2022 Terminated)Texas
Registered Investment Advisory firm - (11/1/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/28/2021)
RR
Florida(1/28/2021)
RR
Illinois(1/28/2021)
IAR
Indiana(6/7/2022)
RR
Kentucky(9/9/2022)
RR
Massachusetts(1/28/2021)
RR
Minnesota(1/28/2021)
RR
Missouri(1/28/2021)
RR
New York(1/28/2021)
RR
North Carolina(1/29/2021)
IAR
Ohio(7/10/2018)
RR
Ohio(1/28/2021)
RR
Pennsylvania(8/19/2022)
RR
South Carolina(3/14/2024)
RR
Texas(1/28/2021)
IAR
Texas(8/23/2021)
RR
Washington(1/29/2021)
RR
West Virginia(1/28/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RW
ROCKPORT WEALTH ADVISORS
J ARNOLD WEALTH MANAGEMENT | ROCKPORT WEALTH, LLC | ROCKPORT WEALTH ADVISORS | ROCKPORT WEALTH
CRD#: 297122 / SEC#: 801-126796
RIA
Registered Investment Advisory firm - (10/27/2022 Approved)Indiana
Registered Investment Advisory firm - (11/2/2022 Terminated)Michigan
Registered Investment Advisory firm - (11/21/2022 Terminated)Ohio
Registered Investment Advisory firm - (11/1/2022 Terminated)Texas
Registered Investment Advisory firm - (11/1/2022 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
22730 Fairview Center Dr Suite# 150, Fairview Park, OH 44126
Mailing Address
Phone number
(216) 226-4560
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,748 |
| AUM (Assets Under Management) | $ 568,661,117 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
