Nicholas J. Fiore
Professional summary
Nicholas Joseph Fiore is a registered financial professional currently at CHELSEA FINANCIAL SERVICES located in Staten Island, New York.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2009. Nicholas has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Joseph Fiore's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2017 - Present
CHELSEA FINANCIAL SERVICES
Office #1: 242 Main Street, Staten Island, NY 10307February 11, 2015 - December 2, 2015
INVEST FINANCIAL CORPORATION
November 2, 2010 - January 26, 2015
CHELSEA FINANCIAL SERVICES
October 6, 2009 - September 27, 2010
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/19/2019)
(5/24/2019)
(10/24/2017)
(10/1/2025)
(6/26/2020)
Exams
FINRA
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
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Company Information
CHELSEA FINANCIAL SERVICES
CRD#: 47770Staten Island, NY 10307TRUST BUT VERIFY
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