Geoffrey L. Newman

OSAIC WEALTH

Silver Springs, MD 20910

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CRD#: 5675041

Professional summary

Geoffrey Lynn Newman, who also goes by Geoff Lynn Newman, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Silver Springs, Maryland.

Geoffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Geoffrey has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Geoff Lynn Newman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***Newman Financial Advising Position: Employee Nature: Advisory Investment Related: Yes Hours: 100 Securities Trading Hours: 40 Start Date: 04/01/2019 Address: 9920 DICKENS AVE, BETHESDA, MD 20814 ***Newman Funeral Homes PA Position: Vice President Nature: Funeral Services Investment Related: No Hours: 5 Securities Trading Hours: 5 Start Date: 04/01/2019 Address: 179 Miller St, Grantsville MD 21536 ***DBA: NEWMAN FINANCIAL ADVISING ***DC SOCIETY, SON'S OF THE AMERICAN REVOLUTION POSITION: At-Large Board Member NATURE: Lineage Society (Fraternal) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/18/2020 ADDRESS: 1801 E St SE, Washingon DC 20003 DESCRIPTION: Volunteer based organization ***ACACIA WEALTH MANAGEMENT POSITION: President NATURE: DBA for my financial advising practice. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/01/2022 ADDRESS: 6100 Executive Blvd, Suite 450, Rockville MD 20852 DESCRIPTION: DBA for my financial advising practice. ***FIXED INSURANCE BUSINESS POSITION: Employee NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2019 ADDRESS: 6100 Executive Blvd, Suite 450, Rockville MD 20852 DESCRIPTION: Soliciting based on the clients needs ***SHRINERS CHILDREN'S HOSPITAL, PHILADELPHIA POSITION: Associate Board Member NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/16/2025 ADDRESS: 3551 N Board St, Philadelphia PA 19140 DESCRIPTION: As a non-voting member, I'm on various committees assigned by the exec board members.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Lynn Newman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Geoffrey Lynn Newman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 10 Post Office Rd Suite 222, Silver Springs, MD 20910

RIA

CRD#: 23131

Silver Springs, MD

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 10 Post Office Rd Suite 222, Silver Springs, MD 20910

RIA

CRD#: 23131

Silver Springs, MD

Past

April 8, 2019 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

ROCKVILLE, MD

Past

March 29, 2019 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

ROCKVILLE, MD

Past

January 23, 2018 - March 29, 2019

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

Alexandria, VA

Past

June 10, 2016 - January 22, 2018

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

Alexandria, VA

Past

February 12, 2013 - March 29, 2019

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

Alexandria, VA

Past

October 9, 2009 - March 4, 2013

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/7/2025)

Colorado
(6/14/2024)

Delaware
(6/14/2024)

District of Columbia
(6/14/2024)

Florida
(4/23/2025)

Georgia
(8/2/2024)

Indiana
(6/14/2024)

Maryland
(6/14/2024)

IAR

Maryland
(6/14/2024)

Massachusetts
(6/26/2024)

Michigan
(6/14/2024)

New Jersey
(8/27/2025)

New York
(4/24/2025)

North Carolina
(6/14/2024)

Ohio
(6/14/2024)

Pennsylvania
(6/14/2024)

Virginia
(6/14/2024)

West Virginia
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/25/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/26/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/8/2009

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Geoffrey L. Newman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Lynn Newman's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Geoffrey Lynn Newman's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2016

Series 63

Date: 8/25/2009

Series 7TO

Date: 1/26/2024

SIE

Date: 10/1/2018

Series 6

Date: 10/8/2009

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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