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Paul Dennett Crawford

CRD# 56750·Registered 1973 - 1996
Barred: Paul Dennett Crawford was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Paul Dennett Crawford was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1973 - 1996. Paul had worked at 11 firms and has passed the Series 63 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

ASKAR CORP.·CRD# 7512
BD
Bloomington, MN
July 7, 1993 - January 11, 1996
MAVEN SECURITIES, INC.·CRD# 22250
BD
Minneapolis, MN
May 16, 1991 - March 12, 1993
HAYNE, MILLER FINANCIAL, INC.·CRD# 13849
BD
Minneapolis, MN
July 1, 1988 - December 20, 1990
OBERWEIS SECURITIES, INC.·CRD# 7739
BD
February 1, 1988 - June 9, 1988
ENGLER-BUDD & COMPANY INC.·CRD# 1743
BD
September 15, 1986 - February 1, 1988
MIDLAND MANAGEMENT CORP.·CRD# 6677
BD
February 12, 1976 - September 12, 1986
PLANNERS FINANCIAL SERVICES, INC.·CRD# 6751
BD
December 4, 1974 - February 17, 1976
MIDWEST DISCOUNT SECURITIES, INC.·CRD# 6226
BD
March 7, 1974 - November 30, 1974
AMERICAN EXPRESS FINANCIAL CORPORATION·CRD# 6320
BD
July 10, 1973 - April 4, 1974
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
July 10, 1973 - April 4, 1974
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
July 10, 1973 - April 4, 1974

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Current Firm

AC
ASKAR CORP.

ASKAR CORP.

CRD#: 7512 / SEC#: 8-22173
BD
Terminated by SEC on 02/06/2012

Contact Information

Established

Minnesota since 09/26/1977

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ASKAR HOLDING COMPANYOWNER—
BURMANN, MARY ELLENCHIEF COMPLIANCE OFFICER1387901

Disclosures

Regulatory Event

5

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1982About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Jul 1973

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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