Paul D. Crawford
Professional summary
Paul Dennett Crawford was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Paul is a previously registered financial professional and started their career in finance in 1973. Prior to being barred, Paul had worked at 11 firms, which includes ASKAR CORP., MAVEN SECURITIES INC., HAYNE MILLER FINANCIAL INC., OBERWEIS SECURITIES INC., ENGLER-BUDD & COMPANY INC., MIDLAND MANAGEMENT CORP., PLANNERS FINANCIAL SERVICES INC., MIDWEST DISCOUNT SECURITIES INC., AMERICAN EXPRESS FINANCIAL CORPORATION, AMERIPRISE FINANCIAL SERVICES LLC, IDS LIFE INSURANCE COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 1993 - January 11, 1996
ASKAR CORP.
May 16, 1991 - March 12, 1993
MAVEN SECURITIES, INC.
July 1, 1988 - December 20, 1990
HAYNE, MILLER FINANCIAL, INC.
February 1, 1988 - June 9, 1988
OBERWEIS SECURITIES, INC.
September 15, 1986 - February 1, 1988
ENGLER-BUDD & COMPANY INC.
February 12, 1976 - September 12, 1986
MIDLAND MANAGEMENT CORP.
December 4, 1974 - February 17, 1976
PLANNERS FINANCIAL SERVICES, INC.
March 7, 1974 - November 30, 1974
MIDWEST DISCOUNT SECURITIES, INC.
July 10, 1973 - April 4, 1974
AMERICAN EXPRESS FINANCIAL CORPORATION
July 10, 1973 - April 4, 1974
AMERIPRISE FINANCIAL SERVICES, LLC
July 10, 1973 - April 4, 1974
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/5/1973
Registered Representative ExaminationCurrent Firm
ASKAR CORP.
CRD#: 7512 / SEC#: , 8-22173
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASKAR HOLDING COMPANY | OWNER | |
| BURMANN, MARY ELLEN | CHIEF COMPLIANCE OFFICER | 1387901 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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