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RF

Ryan D. Fugett

ROBINHOOD FINANCIAL
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 5674751
RF
Ryan David FugettROBINHOOD FINANCIAL

Professional summary

Ryan David Fugett, who also goes by Ryan Fugett, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Chicago, Illinois.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2009. Ryan has worked at 7 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 4 and Series 24 exams.

Aliases

Ryan Fugett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan David Fugett's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 7, 2026 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 151 N Franklin St Floor 29, Chicago, IL 60606
BD
CRD#: 165998
Chicago, IL
Past

March 16, 2023 - July 15, 2025

MORGAN STANLEY

BD
CRD#: 149777
Chicago, IL
Past

February 10, 2017 - September 5, 2023

E*TRADE SECURITIES LLC

BD
CRD#: 29106
CHICAGO, IL
Past

April 9, 2015 - August 7, 2017

E*TRADE FUTURES LLC

BD
CRD#: 145562
CHICAGO, IL
Past

April 29, 2013 - February 5, 2014

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
ORLAND PARK, IL
Past

April 19, 2013 - February 5, 2014

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
ORLAND PARK, IL
Past

November 16, 2009 - April 29, 2011

WADDELL & REED

RIA
CRD#: 866
ORLAND PARK, IL
Past

October 8, 2009 - April 29, 2011

WADDELL & REED

BD
CRD#: 866
ORLAND PARK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/7/2026)
RR
Alaska
(7/7/2026)
RR
Arizona
(7/7/2026)
RR
Arkansas
(7/7/2026)
RR
California
(7/7/2026)
RR
Colorado
(7/7/2026)
RR
Connecticut
(7/7/2026)
RR
Delaware
(7/7/2026)
RR
District of Columbia
(7/7/2026)
RR
Florida
(7/7/2026)
RR
Georgia
(7/7/2026)
RR
Hawaii
(7/7/2026)
RR
Idaho
(7/7/2026)
RR
Illinois
(7/7/2026)
RR
Indiana
(7/7/2026)
RR
Iowa
(7/7/2026)
RR
Kansas
(7/7/2026)
RR
Kentucky
(7/7/2026)
RR
Louisiana
(7/7/2026)
RR
Maine
(7/7/2026)
RR
Maryland
(7/7/2026)
RR
Massachusetts
(7/7/2026)
RR
Michigan
(7/7/2026)
RR
Minnesota
(7/7/2026)
RR
Mississippi
(7/7/2026)
RR
Missouri
(7/7/2026)
RR
Montana
(7/7/2026)
RR
Nebraska
(7/7/2026)
RR
Nevada
(7/7/2026)
RR
New Hampshire
(7/7/2026)
RR
New Jersey
(7/7/2026)
RR
New Mexico
(7/7/2026)
RR
New York
(7/7/2026)
RR
North Carolina
(7/7/2026)
RR
North Dakota
(7/7/2026)
RR
Ohio
(7/7/2026)
RR
Oklahoma
(7/7/2026)
RR
Oregon
(7/7/2026)
RR
Pennsylvania
(7/7/2026)
RR
Puerto Rico
(7/7/2026)
RR
Rhode Island
(7/7/2026)
RR
South Carolina
(7/7/2026)
RR
South Dakota
(7/7/2026)
RR
Tennessee
(7/7/2026)
RR
Texas
(7/7/2026)
RR
Utah
(7/7/2026)
RR
Vermont
(7/7/2026)
RR
Virgin Islands
(7/7/2026)
RR
Virginia
(7/7/2026)
RR
Washington
(7/7/2026)
RR
West Virginia
(7/7/2026)
RR
Wisconsin
(7/7/2026)
RR
Wyoming
(7/7/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/14/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 12/8/2015
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/7/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 2/17/2017
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/6/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RF
ROBINHOOD FINANCIAL, LLC
CHRONOS FINANCIAL, LLC | ROBINHOOD FINANCIAL, LLC

CRD#: 165998 / SEC#: , 8-69188

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746
Mailing Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746
Phone number
(650) 761-7789
Established
Delaware since 08/24/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ROBINHOOD MARKETS, INC100% OWNER
BILLINGS, MATTHEW JOHNPRESIDENT, CHIEF EXECUTIVE OFFICER1915377
CAVALLARO, ANTHONY JOSEPHCHIEF COMPLIANCE OFFICER1607925
GALVIN, SCOT SEANPRINCIPAL OPERATIONS OFFICER3226179
KELATI, DANIEL TCHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP3103432
KOLLER, WALTERCHIEF OPERATING OFFICER1932260
QUIRK, STEVEN MARKMANAGER2728768
SUBRAMANIAN, SIVARAMAKRISHNANMANAGER7339479

Disclosures

Regulatory Event56
Arbitration7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROBINHOOD FINANCIAL, LLC

CRD#: 165998Chicago, IL 60606

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