Sidney H. Gargiulo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sidney Hawkins Gargiulo, who also goes by Sidney Gargiulo, Sidney Elizabeth Hawkins, was a registered financial professional .
Sidney is a previously registered financial professional and started their career in finance in 2012. Sidney had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2012 - September 1, 2017
COVEY CAPITAL ADVISORS, LLC
Primary Firm SEC Registration
COVEY CAPITAL ADVISORS, LLC
CRD#: 151978 / SEC#: 801-71733
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
COVEY CAPITAL ADVISORS, LLC
CRD#: 151978 / SEC#: 801-71733
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 152,761,206 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
