Austin A. Bowlin

SECURE ASSET MANAGEMENT, L.L.C.

Portland, OR 97232

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CRD#: 5674142

Professional summary

Austin A Bowlin is a registered financial advisor currently at SECURE ASSET MANAGEMENT, L.L.C. located in Portland, Oregon and AURORA SECURITIES located in San Francisco, California.

Austin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Austin has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Real Estate Transition Solutions, LLC., 10510 Northup Way, Suite 150, Kirkland, WA 98033. Investment Related. Partner, real estate consultancy company that advises property owners through the transition and restructuring of their real estate holdings. My title with the company is Partner and Chief Strategist and I oversee marketing, process, and client tracking. I began working for RETS in October 2016 and spend approximately 30 hours a week working for RETS. Of these ~30 hours, ~25 of these hours occur during security trading hours. 2) Austin & Carson Bowlin TIC - Rental House. This is an investment related activity regarding rental properties. Co-Owner Located at: 325 S. 1st Street, Chelan, WA 98816. 1-5 hours/month during business hours, 1-5 hours/month outside business hours. 4) Secure Asset Management, LLC. Investment related. Kirkland, WA. Investment Advisor Representative. Start date: May 2021. Part time during trading hours. 5) Riverwalk Two LLC, Member & Riverwalk Three LLC, and Riverwalk Four LLC, Member, 9/2021, real estate ownership, 1 hour/month, 0 hours during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin A Bowlin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2021 - Present

SECURE ASSET MANAGEMENT, L.L.C.

Office #1: 650 Ne Holladay Street Suite 1600, Portland, OR 97232Office #2: 1 Market Street 36th Floor, San Francisco, CA 94105Office #3: 10510 Northup Way Suite 150, Kirkland, WA 98033

RIA

CRD#: 144046

Portland, OR

Current

April 27, 2021 - Present

AURORA SECURITIES

Office #1: 50 California Street, San Francisco, CA 94111Office #2: 10510 Northup Way Suite 150, Kirkland, WA 98033Office #3: 650 Ne Holladay Street Suite 1600, Portland, OR 97232

CRD#: 46147

San Francisco, CA

Past

January 7, 2021 - April 30, 2021

CONCORDE ASSET MANAGEMENT, LLC

RIA

CRD#: 140367

Mercer Island, WA

Past

November 8, 2017 - April 30, 2021

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

Mercer Island, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SECURE ASSET MANAGEMENT, L.L.C.

CRD#: 144046 / SEC#: 801-113954

RIA

Registered Investment Advisory firm - (9/7/2018 Approved)

Arizona

Registered Investment Advisory firm - (9/17/2018 Terminated)

Colorado

Registered Investment Advisory firm - (9/17/2018 Terminated)

Florida

Registered Investment Advisory firm - (9/17/2018 Terminated)

Illinois

Registered Investment Advisory firm - (9/7/2018 Terminated)

Indiana

Registered Investment Advisory firm - (9/19/2018 Terminated)

Michigan

Registered Investment Advisory firm - (9/18/2018 Terminated)

New York

Registered Investment Advisory firm - (9/17/2018 Terminated)

Ohio

Registered Investment Advisory firm - (9/17/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/17/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/17/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/24/2021)

California
(4/28/2021)

Colorado
(5/3/2021)

Connecticut
(7/21/2025)

Georgia
(10/31/2023)

Hawaii
(4/28/2023)

Idaho
(3/23/2023)

Maryland
(9/17/2024)

Minnesota
(4/29/2024)

Nevada
(5/5/2025)

New York
(3/26/2023)

Oregon
(5/5/2021)

Texas
(3/24/2023)

Utah
(3/21/2023)

Washington
(4/27/2021)

IAR

Washington
(5/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/11/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 10/16/2017

Direct Participation Programs Representative Examination

SRO Registrations

FINRA

Current Firm

SECURE ASSET MANAGEMENT, L.L.C.

CRD#: 144046 / SEC#: 801-113954

RIA

Registered Investment Advisory firm - (9/7/2018 Approved)

Arizona

Registered Investment Advisory firm - (9/17/2018 Terminated)

Colorado

Registered Investment Advisory firm - (9/17/2018 Terminated)

Florida

Registered Investment Advisory firm - (9/17/2018 Terminated)

Illinois

Registered Investment Advisory firm - (9/7/2018 Terminated)

Indiana

Registered Investment Advisory firm - (9/19/2018 Terminated)

Michigan

Registered Investment Advisory firm - (9/18/2018 Terminated)

New York

Registered Investment Advisory firm - (9/17/2018 Terminated)

Ohio

Registered Investment Advisory firm - (9/17/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/17/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/17/2018 Terminated)

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Contact information

Main Address

2565 West Maple Rd, Troy, MI 48084

Mailing Address

Phone number

(248) 414-1562

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (6/26/2025)

Regulatory assets under management

Total Number of Accounts	4,714
AUM (Assets Under Management)	$ 890,034,531

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Austin A. Bowlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin A Bowlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

AURORA SECURITIES

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

SECURE ASSET MANAGEMENT, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2020

Series 63

Date: 1/11/2018

SIE

Date: 10/1/2018

Series 22

Date: 10/16/2017

FINRA

Current Firm

SECURE ASSET MANAGEMENT, L.L.C.

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SECURE ASSET MANAGEMENT, L.L.C.

TRUST BUT VERIFY

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