John J. Foley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Foley was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2009. John had worked at 5 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2010 - September 17, 2012
PYRAMIS DISTRIBUTORS CORPORATION LLC
April 8, 2010 - September 18, 2012
FIDELITY DISTRIBUTORS CORPORATION
April 8, 2010 - September 19, 2012
FIDELITY DISTRIBUTORS COMPANY LLC
April 8, 2010 - September 20, 2012
NATIONAL FINANCIAL SERVICES LLC
September 17, 2009 - April 2, 2015
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PYRAMIS DISTRIBUTORS CORPORATION LLC
CRD#: 146430 / SEC#: , 8-67821
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
