Marc A. Columbo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Andrew Columbo, who also goes by Marc A Columbo, Marc Columbo, was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 2010. Marc had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2019 - June 22, 2023
ROCK CREEK WEALTH PLANNERS AND ADVISORS LLC
October 18, 2018 - June 24, 2019
COLISEUM WEALTH MANAGEMENT, LLC
July 19, 2011 - September 24, 2018
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
September 21, 2010 - September 24, 2018
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROCK CREEK WEALTH PLANNERS AND ADVISORS LLC
CRD#: 298104 / SEC#: 801-115087
Contact information
Regulatory assets under management
| Total Number of Accounts | 450 |
| AUM (Assets Under Management) | $ 50,207,650 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
