JC
Jeffrey P. Clemente
JACOBI CAPITAL MANAGEMENT
Pittston, PA 18640
Some features on this profile are disabled
CRD#: 5673884
JC
Professional summary
Jeffrey P Clemente, CFP® is a registered financial advisor currently at JACOBI CAPITAL MANAGEMENT, LLC located in Pittston, Pennsylvania and LPL FINANCIAL LLC located in Pittston, Pennsylvania.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Jeffrey has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 05/31/2012 - JACOBI CAPITAL MANAGEMENT LLC / RIA IS PART OF HYBRID OFFICE. FEE BASED ASSET MANAGEMENT OF FINANCIAL PLANNING. NON PRODUCING - ADMIN POSITION. / REGISTERED INVESTMENT ADVISOR / TIME SPENT 100% / WILKES BARRE, PA 2. JACOBI WEALTH ADVISORS - INV REL - 620 BALTIMORE DR WILKES BARRE PA 18702 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 08/18/2015 - 23 HOURS PER MONTH, 23 DURING TRADING - THIS NAME IS ALSO THE DBA OF OUR RIA, JACOBI CAPITAL MANAGEMENT, LLC 3. 08/25/2015 - JACOBI CAPITAL MANAGEMENT, LLC - INV REL - 620 BALTIMORE DRIVE, WILKES BARRE PA 18702 - REGISTERED INVESTMENT ADVISOR DBA - START 08/18/2015 - 150 HOURS PER MONTH, 150 DURING TRADING - IAR. 4. 12/9/2015: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 03/25/2014 - 1 Hour Per Month During Securities Trading - Public Notary. No employees. 5. 3/13/2023 - Highland Capital Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - insurance agent - Start Date - 02/22/2023 - 1 Hours Per Month/1 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey P Clemente's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
June 23, 2015 - Present
JACOBI CAPITAL MANAGEMENT, LLC
Office #1: 154 Enterprise Way, Pittston, PA 18640RIA
CRD#: 147663
Pittston, PA
Current
January 27, 2012 - Present
LPL FINANCIAL LLC
Office #1: 154 Enterprise Way, Pittston, PA 18640RIA
BD
CRD#: 6413
Pittston, PA
Past
November 28, 2011 - January 10, 2012
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
PHILADELPHIA, PA
Past
August 18, 2011 - January 10, 2012
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JC
JACOBI CAPITAL MANAGEMENT, LLC
JACOBI CAPITAL MANAGEMENT, LLC | JACOBI WEALTH ADVISORS
CRD#: 147663 / SEC#: 801-69398
RIA
Registered Investment Advisory firm - (8/7/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(5/21/2021)
RR
Pennsylvania(1/27/2012)
IAR
Pennsylvania(6/23/2015)
RR
Virginia(3/23/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JC
JACOBI CAPITAL MANAGEMENT, LLC
JACOBI CAPITAL MANAGEMENT, LLC | JACOBI WEALTH ADVISORS
CRD#: 147663 / SEC#: 801-69398
RIA
Registered Investment Advisory firm - (8/7/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
154 Enterprise Way, Pittston, PA 18640
Mailing Address
Phone number
(570) 826-1801
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,314 |
| AUM (Assets Under Management) | $ 2,190,387,155 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
