Gary A. Fisher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary A Fisher, who also goes by Gary A Fisher Jr., Gary Fisher, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 2009. Gary had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2019 - December 22, 2023
STACEY BRAUN FINANCIAL SERVICES, INC.
August 23, 2010 - March 29, 2019
MORGAN STANLEY
July 22, 2010 - March 29, 2019
MORGAN STANLEY
August 31, 2009 - December 1, 2009
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
STACEY BRAUN FINANCIAL SERVICES, INC.
CRD#: 121001 / SEC#: , 8-65370
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
