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Benjamin C. Cawley

HOLM & CAWLEY FINANCIAL GROUP
Las Vegas, NV 89113
Some features on this profile are disabled
CRD#: 5673671
BC

Professional summary

Benjamin Claude Cawley is a registered financial advisor currently at HOLM & CAWLEY FINANCIAL GROUP LLC located in Las Vegas, Nevada.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Benjamin has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Claude Cawley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 9, 2009 - Present

HOLM & CAWLEY FINANCIAL GROUP LLC

Office #1: 5155 S Durango Drive Ste# 102, Las Vegas, NV 89113
RIA
CRD#: 150601
Las Vegas, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(7/22/2020)
IAR
Nevada
(7/9/2009)
IAR
Utah
(8/27/2009)
IAR
Washington
(11/16/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/6/2009
Uniform Investment Adviser Law Examination

Current Firm

H&
HOLM & CAWLEY FINANCIAL GROUP LLC
HOLM & CAWLEY FINANCIAL GROUP LLC

CRD#: 150601 / SEC#: 801-135562

Arizona
Registered Investment Advisory firm - (7/22/2020 Approved)
Nevada
Registered Investment Advisory firm - (7/9/2009 Approved)
Oklahoma
Registered Investment Advisory firm - (10/9/2019 Approved)
Utah
Registered Investment Advisory firm - (8/26/2009 Approved)
Washington
Registered Investment Advisory firm - (11/16/2021 Approved)
PREMIUM
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Contact information

Main Address
5155 S Durango Drive Ste# 102, Las Vegas, NV 89113
Mailing Address
Phone number
(702) 277-3945
Established
Firm type
Fiscal year end
# of Employees
5

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HOLM & CAWLEY ADV PART II (2/12/2026)

Regulatory assets under management

Total Number of Accounts412
AUM (Assets Under Management)$ 128,816,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOLM & CAWLEY FINANCIAL GROUP LLC

CRD#: 150601Las Vegas, NV 89113

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