Courtney L. Achay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Courtney Lynn Achay, who also goes by Courtney Lynn Harder, Courtney Harder, was a registered financial professional .
Courtney is a previously registered financial professional and started their career in finance in 2010. Courtney had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2024 - May 26, 2026
FRANKLIN DISTRIBUTORS, LLC
July 20, 2016 - July 1, 2024
PIMCO INVESTMENTS LLC
March 30, 2015 - July 11, 2016
PACIFIC SELECT DISTRIBUTORS, LLC
February 7, 2012 - March 20, 2015
PIMCO INVESTMENTS LLC
July 23, 2010 - March 8, 2011
MERCER ALLIED COMPANY, L.P.
April 23, 2010 - June 14, 2010
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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