EP
Erik J. Prest
STANCORP INVESTMENT ADVISERS
Cincinnati, OH
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CRD#: 5673277
EP
Professional summary
Erik Justin Prest is a registered financial advisor currently at STANCORP INVESTMENT ADVISERS, INC. located in Cincinnati, Ohio and STANCORP EQUITIES, INC. located in Portland, Oregon.
Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Erik has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
In addition to being a registered representative ("RR") of StanCorp Equities, Inc. ("SEI"), RR is associated with Standard Retirement Services ("SRS"). SRS is a retirement plan service provider that offers recordkeeping and plan administration services. SEI and SRS are subsidiaries of Standard Financial Group ("The Standard") and is located at 1100 SW 6th Avenue, Portland, OR. RR devotes 100% of their time during normal business hours to provide information about the retirement plan-related products and services offered by The Standard to unaffiliated third party retirement plan service providers, including broker/dealers and investment advisers, to enable them to sell to and support the needs of their customers.
CRS (Client Relationship Summary) - RIA
Click below to view Erik Justin Prest's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 19, 2022 - Present
STANCORP INVESTMENT ADVISERS, INC.
RIA
CRD#: 110228
Cincinnati, OH
Current
October 27, 2016 - Present
STANCORP EQUITIES, INC.
Office #1: 1100 Sw 6th Avenue, Portland, OR 97204BD
CRD#: 19517
Portland, OR
Past
June 12, 2009 - October 31, 2016
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
WEST CHESTER, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STANCORP INVESTMENT ADVISERS, INC.
STANCORP INVESTMENT ADVISERS, INC. | THE STANDARD
CRD#: 110228 / SEC#: 801-57811
RIA
Registered Investment Advisory firm - (7/31/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/13/2022)
RR
Alaska(1/13/2022)
RR
Arizona(1/13/2022)
RR
Arkansas(1/13/2022)
RR
California(1/13/2022)
RR
Colorado(1/13/2022)
RR
Connecticut(1/13/2022)
RR
Delaware(1/13/2022)
RR
District of Columbia(1/13/2022)
RR
Florida(1/13/2022)
RR
Georgia(1/13/2022)
RR
Hawaii(1/13/2022)
RR
Idaho(1/13/2022)
RR
Illinois(1/13/2022)
RR
Indiana(1/13/2022)
RR
Iowa(1/13/2022)
RR
Kansas(1/13/2022)
RR
Kentucky(1/13/2022)
RR
Louisiana(1/13/2022)
RR
Maine(1/13/2022)
RR
Maryland(1/13/2022)
RR
Massachusetts(1/13/2022)
RR
Michigan(1/13/2022)
RR
Minnesota(1/13/2022)
RR
Mississippi(1/13/2022)
RR
Missouri(1/13/2022)
RR
Montana(1/13/2022)
RR
Nebraska(1/13/2022)
RR
Nevada(1/13/2022)
RR
New Hampshire(1/13/2022)
RR
New Jersey(1/13/2022)
RR
New Mexico(1/13/2022)
RR
New York(1/13/2022)
RR
North Carolina(1/13/2022)
RR
North Dakota(1/13/2022)
RR
Ohio(10/28/2016)
IAR
Ohio(9/19/2022)
RR
Oklahoma(1/13/2022)
RR
Oregon(1/13/2022)
RR
Pennsylvania(1/13/2022)
RR
Rhode Island(1/13/2022)
RR
South Carolina(1/13/2022)
RR
South Dakota(1/13/2022)
RR
Tennessee(1/13/2022)
RR
Texas(1/13/2022)
RR
Utah(1/13/2022)
RR
Vermont(1/13/2022)
RR
Virginia(1/13/2022)
RR
Washington(1/13/2022)
RR
West Virginia(1/13/2022)
RR
Wisconsin(1/13/2022)
RR
Wyoming(1/13/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SI
STANCORP INVESTMENT ADVISERS, INC.
STANCORP INVESTMENT ADVISERS, INC. | THE STANDARD
CRD#: 110228 / SEC#: 801-57811
RIA
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Contact information
Main Address
1100 Sw Sixth Avenue, Portland, OR 97204
Mailing Address
900 Sw Fifth Avenue C22, Portland, OR 97204
Phone number
(800) 858-5420
Established
Firm type
Fiscal year end
# of Employees
82
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 103,728 |
| AUM (Assets Under Management) | $ 33,592,166,292 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 | ||
| 03/28/2024 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
