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MR

Matthew Ryan Riccomini

ZELMAN PARTNERS
BAY VILLAGE, OH
·CRD# 5673218·17 years experience

Professional Summary

Matthew Ryan Riccomini, who also goes by Matt Riccomini, is a registered financial advisor currently at ZELMAN PARTNERS, LLC located in Bay Village, Ohio. Matthew is registered as a RR (Registered Representative) and started their career in finance in 2009. Matthew has worked at 3 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matt Riccomini

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

ZELMAN PARTNERS, LLC·CRD# 145187
BD
27101 East Oviatt Road Suite 14, Bay Village, OH 44140
April 12, 2013 - Present
KEY INVESTMENT SERVICES LLC·CRD# 136300
BD
Brooklyn, OH
August 10, 2011 - April 1, 2013
SFI CAPITAL GROUP, LLC·CRD# 141979
BD
Cleveland, OH
June 30, 2009 - August 5, 2011

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Current Firm

ZP
ZELMAN PARTNERS, LLC

ZELMAN PARTNERS, LLC

CRD#: 145187 / SEC#: 8-67713
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

27101 East Oviatt Road Suite 14, Bay Village, OH 44140

Mailing Address

27101 East Oviatt Road Suite 14, Bay Village, OH 44140

Phone Number

(212) 993-5840

Established

Delaware since 07/12/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (28 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
WDIB, LLCMANAGING MEMBER—
ERWIN, STEPHEN TODDCCO/AMLCO5028461
GROMAN, DANIEL JASONBOARD MEMBER7974401
MCGILL, ANTHONY JACOBMANAGING DIRECTOR, ADVISORY & CAPITAL MARKETS (DESIGNATED PRINCIPLE)4379700
TABASSO, THEODORE PAULCHIEF OPERATIONS OFFICER, DIRECTOR OF SALES1875019
THEOBALD, STEPHEN PATRICKBOARD MEMBER—
WANK, STEPHEN HCFO/FIN-OP5062089
ZELMAN, IVY LYNNEDIRECTOR OF RESEARCH2288665

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 2009About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Matthew Ryan Riccomini's CRS (Customer Relationship Summary).

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MR
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