Joel D. Poortenga

GPS FINANCIAL GROUP

Mokena, IL

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CRD#: 5673061

Professional summary

Joel D Poortenga is a registered financial advisor currently at GPS FINANCIAL GROUP, LLC located in Mokena, Illinois.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Joel has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRESTWICK COUNTRY CLUB; NON-INVESTMENT RELATED; 601 PRESTWICK DR.; FRANKFORT, IL 60423; BOARD MEMBER; 02/2019; 8 HRS/MTH 0 DURING TRADING; FINANCIAL OPERATIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel D Poortenga's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2016 - Present

GPS FINANCIAL GROUP, LLC

RIA

CRD#: 281534

Mokena, IL

Past

April 10, 2013 - July 31, 2015

OFM WEALTH

RIA

CRD#: 123091

ORLAND PARK, IL

Past

August 9, 2010 - April 26, 2013

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

ORLAND PARK, IL

Past

July 22, 2009 - April 26, 2013

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

ORLAND PARK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/8/2016)

IAR

Indiana
(9/6/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/10/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/21/2009

General Securities Representative Examination

Current Firm

GPS FINANCIAL GROUP, LLC

GPS FINANCIAL GROUP | GPS FINANCIAL GROUP, LLC

CRD#: 281534 / SEC#:

Illinois

Registered Investment Advisory firm - (1/4/2016 Approved)

Indiana

Registered Investment Advisory firm - (9/6/2016 Approved)

Michigan

Registered Investment Advisory firm - (1/4/2016 Approved)

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Contact information

Main Address

2300 3 Mile Road Suite 3, Grand Rapids, MI 49505

Mailing Address

Phone number

(888) 717-2266

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	350
AUM (Assets Under Management)	$ 64,347,406

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joel D. Poortenga

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel D Poortenga's CRS (Customer Relationship Summary).

Certified licenses

Experience

GPS FINANCIAL GROUP, LLC

OFM WEALTH

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/10/2009

Series 7

Date: 7/21/2009

Current Firm

GPS FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GPS FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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