Raul A. Zubillaga
Professional summary
Raul A Zubillaga, who also goes by Raul Zubillaga, is a registered financial advisor currently at KLOSTERS CAPITAL located in Miami, Florida.
Raul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Raul has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Raul A Zubillaga's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2020 - Present
KLOSTERS CAPITAL
Office #1: 848 Brickell Avenue Suite 750, Miami, FL 33131August 9, 2013 - January 21, 2015
SANTANDER SECURITIES LLC
May 8, 2013 - January 21, 2015
SANTANDER SECURITIES LLC
September 11, 2009 - January 6, 2011
TRUIST INVESTMENT SERVICES, INC.
July 23, 2009 - January 6, 2011
TRUIST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
KLOSTERS CAPITAL
CRD#: 285582 / SEC#: 801-108620
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/1/2020)
Exams
Current Firm
KLOSTERS CAPITAL
CRD#: 285582 / SEC#: 801-108620
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 81 |
| AUM (Assets Under Management) | $ 495,627,896 |
Red Flags
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